FISCHER INVESTMENT STRATEGIES, LLC

RIASEC RegisteredEst. 2019
Total AUM
$252M
Discretionary
$252M
100% of AUM
Avg account
$224K
Accounts
1,125
Employees
5
Advisory reps
3

Firm details

Headquarters
WESTLAKE VILLAGE, California
CRD number
156883
Registered since
July 22, 2019
Website
fisfp.com
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI59.28%
  • Individuals39.98%
  • Corporations / Businesses0.73%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Fischer Investment Strategies, LLC is an independent, SEC-registered registered investment adviser formed as an LLC in 2019 and owned by an individual. The firm positions itself as a capital allocator for individual and family clients, providing financial planning and portfolio management across individual, small-business and institutional contexts. Its advisory services, as reflected in filings, include financial planning, discretionary portfolio management, selection of other advisers and pension consulting services. Fee arrangements reported include percentage-of-AUM billing along with hourly and fixed-fee engagements. The firm does not identify as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 85%, Non-Exchange Traded Equities 11%, Cash & Cash Equivalents 3%, US Government Bonds 1%85%
  • Exchange Traded Equities85%
  • Non-Exchange Traded Equities11%
  • Cash & Cash Equivalents3%
  • US Government Bonds1%

Owners & executives

1 of 1
  • THEODORE FISCHER

    Owner & CEOCRD 2557085

Contacts

2 of 2
  • Jessica Ash

    Registered Investment AdvisorCRD 7707898

  • Dean Julian

    Investment AdvisorCRD 6898120

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 47

Active vs passive

$185M in ETFs

Passive

43%

$79M

Active

57%

$106M

ETFProviderStyleCategoryValueShares% of portfolio
DIMENSIONAL US MARKETWIDE VALUE ETF (DFUV)DimensionalActiveLarge Value$20.7M427,49211.22%

Location

Primary office

WESTLAKE VILLAGE, CA

VENTURA

Location

WESTLAKE VILLAGE, CA

Headquartered in WESTLAKE VILLAGE, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
VENTURA
Address
920 Hampshire Rd
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth