WINTERS FINANCIAL GROUP, INC.

Overview

Winters Financial Group, Inc. operates as an independent registered investment adviser and positions itself as a capital allocator for both individual & family clients and institutional accounts. SEC registered in 2021 and owned by an individual, the firm combines financial planning, portfolio management for individuals and small businesses, pension consulting and the selection of outside advisers. Its advisory model is fee-based with multiple fee options—percentage of AUM, hourly charges and fixed fees—which allows flexibility for different client needs. Investment activity skews toward pooled public vehicles: the firm’s largest single category is public funds and mutual funds. Winters Financial Group, Inc. is marked as an active ESG investor, and it uses third‑party managers for alternative exposures. The firm reports a non‑discretionary orientation in its ADV, and it acts as an allocator when engaging outside managers or specialized strategies.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices