YR Securities LLC

Broker-DealerFINRA MemberEst. 2015
Total AUM
Advisory reps
3
Avg account
$0

Firm details

Headquarters
Norfolk, Virginia
CRD number
174708
Registered since
September 28, 2015

Firm profile

FINTRX

Overview

YR Securities LLC is a privately owned limited liability company that registered with the SEC in 2015. The firm is owned by an individual and is listed in public records as an unclassified adviser. Public disclosures for the firm are sparse: the profile does not describe its target clients, specific advisory services, fee structure, or day-to-day business activities. The public snapshot flags several operational attributes: YR Securities LLC is not identified as a capital allocator, is not an active ESG investor, is not a multi-state adviser, and is not positioned as a pension consultant or related adviser. The profile indicates it is not a newly formed adviser, but beyond those booleans there is no stated investment positioning or manager allocation preferences.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 3
  • Jennifer Nelson

    Jennifer Nelson

    Associate Wealth AdvisorCRD 5361875

  • William Roach

    William Roach

    Adviser & PartnerCRD 4414814

  • Louis Fortier

    Registered RepresentativeCRD 1291732

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

FINTRX

Location

Primary office

Norfolk, VA

Norfolk City

Location

Norfolk, VA

Headquartered in Norfolk, VA, anchoring the Virginia Beach-Norfolk, VA-NC metro in the South.

Metro area
Virginia Beach-Norfolk, VA-NC
Region
South
County
Norfolk City
Address
309 W Bute St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth