WYNNEFIELD CAPITAL, INC.

RIASEC RegisteredEst. 2012
Total AUM
$185M
Discretionary
$185M
100% of AUM
Avg account
$46.1M
Accounts
4
Employees
2
Advisory reps
3

Firm details

Headquarters
New York, New York
CRD number
157604
Registered since
March 30, 2012
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Pooled Investment Vehicles95.87%
  • Pension & Profit Sharing Plans4.13%
Services
Portfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

Wynnefield Capital, Inc. is a corporation operating as a hedge fund manager that registered with the SEC in 2012. The firm is individually owned and serves an institutional client base. Its advisory role centers on portfolio management for pooled investment vehicles, and it also acts as sponsor/GP/managing member of those vehicles. Fees are charged as a percentage of assets under management and may include performance-based components. Wynnefield does not describe itself as a capital allocator or an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 77%, Cash & Cash Equivalents 23%77%
  • Exchange Traded Equities77%
  • Cash & Cash Equivalents23%

Owners & executives

1 of 1
  • ALEX LIU

    Chief Operating OfficerCRD 5284656

Contacts

2 of 2
  • JOSHUA LANDES

    Managing MemberCRD 1318255

  • NELSON OBUS

    General PartnerCRD 1039098

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 1

Active vs passive

$2.3M in ETFs

Passive

100%

$2.3M

Active

0%

$0

ETFProviderStyleCategoryValueShares% of portfolio
GLOBAL X SILVER MINERS ETF (SIL)GlobalXPassiveEquity Precious Metals$2.3M25,000100.00%

Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
450 7th Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth