GAGNON ADVISORS
Firm details
- Headquarters
- New York, New York
- CRD number
- 161697
- Registered since
- April 16, 2014
- Website
- www.gagnonsec.com
- Fee structure
- Percentage of AUM, Commissions, Performance Based Fees
- Client types
- Pooled Investment Vehicles100%
- Services
- Portfolio Management for Pooled Investment Vehicles
Firm profile
FINTRXOverview
Gagnon Advisors operates as a hedge-fund–style investment manager that focuses on pooled investment vehicles and institutional clients. The firm, SEC-registered since 2014 and organized as an LLC, serves a concentrated client base and runs portfolio management for pooled vehicles while also acting in sponsor and general partner capacities. Its fee model combines a percentage-of-AUM component with commissions and performance-based fees, which aligns compensation with investment results and is typical for active alternative managers. Public equity positions make up a meaningful portion of its liquid exposures, but the firm’s business also centers on managing and sponsoring hedge fund vehicles. Gagnon Advisors is not positioned as an active ESG investor and does not report multi-state adviser status. Its affiliations include broker-dealer and other adviser relationships that support both distribution and fund-sponsor activities.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
2 of 2LISA FERRANTE
Partner and Chief Compliance OfficerCRD 3135415
MARIANNE D'ALESSANDRO
CFOCRD 5019195
Contacts
3 of 7DWIGHT LEE
Partner and Portfolio ManagerCRD 305203
ALISON TRANCHIDA
Operations ManagerCRD 4345426
MAUREEN DREW
Senior Partner and Portfolio ManagerCRD 2702645
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 1Active vs passive
$9.6M in ETFs
100%
$9.6M
0%
$0
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES 0-3 MONTH TREASURY BOND ETF (SGOV) | BlackRock | Passive | Ultrashort Bond | $9.6M | 95,621 | 100.00% |
Location
New York, NY
NEW YORK
Location
New York, NY
Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- NEW YORK
- Address
- 1370 6th Ave
- Time zone
- ET (UTC-5)
- Office locations
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