Gagnon Advisors

RIASEC RegisteredEst. 2014
Total AUM
$187M
Discretionary
$187M
100% of AUM
Avg account
$62.4M
Accounts
3
Employees
10
Advisory reps
9

Firm details

Headquarters
New York, New York
CRD number
161697
Registered since
April 16, 2014
Fee structure
Percentage of AUM, Commissions, Performance Based Fees
Client types
  • Pooled Investment Vehicles100%
Services
Portfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

Gagnon Advisors is an SEC-registered investment adviser organized as an LLC and operating as a hedge fund manager since 2014. The firm serves primarily institutional clients and provides portfolio management for pooled investment vehicles. Its business model combines roles as an adviser and sponsor/manager of pooled vehicles and it maintains affiliations as a broker-dealer and other investment adviser in addition to acting as general partner/managing member for its funds. Fee arrangements include a percentage of assets under management, commissions, and performance-based fees consistent with hedge-fund structures.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

2 of 2
  • Lisa Ferrante

    Lisa Ferrante

    Partner and Chief Compliance OfficerCRD 3135415

  • Marianne D'alessandro

    Marianne D'alessandro

    CFOCRD 5019195

Contacts

3 of 7
  • Dwight Lee

    Dwight Lee

    Partner and Portfolio ManagerCRD 305203

  • Alison Tranchida

    Alison Tranchida

    Operations ManagerCRD 4345426

  • Maureen Drew

    Maureen Drew

    Senior Partner and Portfolio ManagerCRD 2702645

Unlock 4 more contacts

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
1370 6th Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth