Gagnon Advisors

RIASEC RegisteredEst. 2014
Total AUM
$187M
Discretionary
$187M
100% of AUM
Avg account
$62.4M
Accounts
3
Employees
10
Advisory reps
9

Firm details

Headquarters
New York, New York
CRD number
161697
Registered since
April 16, 2014
Fee structure
Percentage of AUM, Commissions, Performance Based Fees
Client types
  • Pooled Investment Vehicles100%
Services
Portfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

Gagnon Advisors is a Limited Liability Company that operates as a hedge fund and is SEC-registered since 2014. The firm serves an institutional client base and focuses on portfolio management for pooled investment vehicles. It is organized to act as sponsor, general partner and managing member of pooled vehicles and it maintains affiliations that include broker-dealer and other investment-adviser relationships. The firm is not positioned as a capital allocator, does not market itself as an active ESG investor, and is not a multi-state or pension consultant adviser. Its fee mix includes a percentage-of-AUM component, commissions, and performance-based fees.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

2 of 2
  • Lisa Ferrante

    Lisa Ferrante

    Partner and Chief Compliance OfficerCRD 3135415

  • Marianne D'alessandro

    Marianne D'alessandro

    CFOCRD 5019195

Contacts

3 of 7
  • Jonathan Robohm

    Jonathan Robohm

    Partner and Portfolio ManagerCRD 2933186

  • Alison Tranchida

    Alison Tranchida

    Operations ManagerCRD 4345426

  • Willis Taylor

    Willis Taylor

    Senior Partner and Portfolio ManagerCRD 4321965

Unlock 4 more contacts

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
1370 6th Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth