Richard Bernstein Advisors LLC
Firm details
- Headquarters
- New York, New York
- CRD number
- 153577
- Registered since
- June 1, 2010
- Website
- www.rbadvisors.com
- Custodians
- UBS FINANCIAL SERVICES INC., MORGAN STANLEY & CO. LLC, THE BANK OF NEW YORK MELLON
- Fee structure
- Percentage of AUM, Fixed Fees, Performance Based Fees
- Client types
- Individuals80.63%
- Sovereign Wealth Funds17.49%
- Investment Companies1.85%
- Pooled Investment Vehicles1.85%
- Other0.03%
- Services
- Portfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsPublication of Periodicals
Firm profile
FINTRXOverview
Richard Bernstein Advisors LLC is an SEC-registered investment adviser that manages portfolios for individuals, families and institutional clients. The firm provides portfolio management across separate accounts and pooled vehicles and publishes periodic research and newsletters. Its fees combine asset-based charges with fixed and performance-linked components. The firm reports being an active ESG investor and participates in several industry roles beyond advisory work, including broker-dealer relationships, CPO/CTA activity, and sponsor or managing-member responsibilities for pooled investment vehicles.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities98%
- Cash & Cash Equivalents2%
Owners & executives
3 of 3
Berg Crawford
Chief Accounting OfficerCRD 7933828
Steven Saba
Chief Accounting OfficerCRD 5847576
Michelle Rosenberg
Chief Administrative OfficerCRD 4735608
Contacts
3 of 5Rory Culver
CRD 6660350
Peter John Falconer
Head of LegalCRD 7218508
Michael Schweitzer
PresidentCRD 1940642
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 64Active vs passive
$3.7B in ETFs
83%
$3.1B
17%
$642M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES CORE MSCI INTERNATIONAL DEVELOPED MARKETS ETF (IDEV) | BlackRock | Passive | Foreign Large Blend | $516M | 6,178,128 | 13.91% |
Location
New York, NY
New York
Location
New York, NY
Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- New York
- Address
- 1251 Avenue Of The Americas
- Time zone
- ET (UTC-5)
- Office locations
Similar firms
Sentinel Fund Advisors, Inc.
RIANew York, NY
Jefferies Credit Management LLC
RIANew York, NY
10th Lane Partners, LP
RIANew York, NY
Scopus Asset Management, L.P.
RIANew York, NY
Avala Global LP
RIANew York, NY
Annaly Credit Opportunities Management LLC
RIANew York, NY