Woodrock Securities, L.P.

Broker-DealerFINRA MemberEst. 2005
Total AUM
Advisory reps
4
Avg account
$0

Firm details

Headquarters
Houston, Texas
CRD number
133653
Registered since
May 25, 2005

Firm profile

FINTRX

Overview

Woodrock Securities, L.P. is organized as a partnership and is classified in the FINTRX profile as an investment bank. The firm first registered with the SEC in 2005 and is listed with an owner type of domestic entity and individual. FINTRX does not categorize Woodrock as a capital allocator and flags it as not being an active ESG investor. The profile on FINTRX contains limited detail about the firm’s client segments, fee arrangements, or advisory activities. Several operational attributes are marked negative: the firm is not described as a multi-state adviser, is not a pension consultant, and is not identified as a related adviser in the available data.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 4
  • Richard Nunn

    Richard Nunn

    Executive Vice PresidentCRD 1016528

  • John Dennis

    John Dennis

    Managing PartnerCRD 2038115

  • Joel Landis

    Joel Landis

    Registered RepresentativeCRD 6151638

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Houston, TX

Harris

Location

Houston, TX

Headquartered in Houston, TX, anchoring the Houston-The Woodlands, TX metro in the South.

Metro area
Houston-The Woodlands, TX
Region
South
County
Harris
Address
4265 San Felipe St
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth