Woodrock Securities, L.P.

Broker-DealerFINRA MemberEst. 2005
Total AUM
—
Advisory reps
4
Avg account
$0

Firm details

Headquarters
Houston, Texas
CRD number
133653
Registered since
May 25, 2005

Firm profile

FINTRX

Overview

Woodrock Securities, L.P. is recorded as a partnership-classified investment bank that has been SEC-registered since 2005. FINTRX lists the owner type as a combination of a domestic entity and an individual. The firm is not identified in the dataset as a capital allocator, an active ESG investor, a multi-state adviser, or a pension consultant. The source provides no detail on specific business lines, advisory services, or client types, so public-facing descriptions of day-to-day operations and service offerings are limited.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 4
  • Richard Nunn

    Richard Nunn

    Executive Vice PresidentCRD 1016528

  • John Dennis

    John Dennis

    Managing PartnerCRD 2038115

  • Joel Landis

    Joel Landis

    Registered RepresentativeCRD 6151638

Unlock 1 more contacts →

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Houston, TX

Harris

Location

Houston, TX

Headquartered in Houston, TX, anchoring the Houston-The Woodlands, TX metro in the South.

Metro area
Houston-The Woodlands, TX
Region
South
County
Harris
Address
4265 San Felipe St
Time zone
CT (UTC-6)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth