WOOD WARREN & CO. SECURITIES, LLC
Firm details
- Headquarters
- SAN FRANCISCO, California
- CRD number
- 136526
- Registered since
- November 22, 2005
- Website
- www.woodwarren.com
Firm profile
FINTRXOverview
Wood Warren & Co Securities, LLC is organized as a limited liability company and is classified in FINTRX as an investment bank. The firm registered with the SEC in 2005. Ownership is recorded as a mix of a domestic entity and an individual. FINTRX flags the firm as not acting as a capital allocator and not operating as a multi-state adviser. The record also indicates Wood Warren & Co Securities is not identified as an active ESG investor, not a pension consultant, not a related adviser, and is not newly formed. Public reporting in the snapshot does not list advisory business lines, fee schedules, or a described client base.
Assets & Accounts
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Contacts
3 of 10Victoria Keller
Registered RepresentativeCRD 8073505
JAMES WOOD
Managing PartnerCRD 5016275
GALEN CARNICELLI
AdvisorsCRD 6406655
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
SAN FRANCISCO, CA
SAN FRANCISCO
Location
SAN FRANCISCO, CA
Headquartered in SAN FRANCISCO, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.
- Metro area
- San Jose-San Francisco-Oakland, CA
- Region
- West
- County
- SAN FRANCISCO
- Address
- 1 Sansome St
- Time zone
- PT (UTC-8)
- Office locations
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