WOOD WARREN & CO. SECURITIES, LLC

Broker-DealerFINRA MemberEst. 2005
Total AUM
Advisory reps
10
Avg account
$0

Firm details

Headquarters
SAN FRANCISCO, California
CRD number
136526
Registered since
November 22, 2005

Firm profile

FINTRX

Overview

Wood Warren & Co Securities, LLC is organized as a limited liability company and is classified in FINTRX as an investment bank. The firm registered with the SEC in 2005. Ownership is recorded as a mix of a domestic entity and an individual. FINTRX flags the firm as not acting as a capital allocator and not operating as a multi-state adviser. The record also indicates Wood Warren & Co Securities is not identified as an active ESG investor, not a pension consultant, not a related adviser, and is not newly formed. Public reporting in the snapshot does not list advisory business lines, fee schedules, or a described client base.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 10
  • Victoria Keller

    Registered RepresentativeCRD 8073505

  • JAMES WOOD

    Managing PartnerCRD 5016275

  • GALEN CARNICELLI

    AdvisorsCRD 6406655

Unlock 7 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

SAN FRANCISCO, CA

SAN FRANCISCO

Location

SAN FRANCISCO, CA

Headquartered in SAN FRANCISCO, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.

Metro area
San Jose-San Francisco-Oakland, CA
Region
West
County
SAN FRANCISCO
Address
1 Sansome St
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth