Wood Warren & Co Securities, LLC

Broker-DealerFINRA MemberEst. 2005
Total AUM
Advisory reps
10
Avg account
$0

Firm details

Headquarters
San Francisco, California
CRD number
136526
Registered since
November 22, 2005

Firm profile

FINTRX

Overview

Wood Warren & Co Securities, LLC is organized as a limited liability company and is registered with the SEC; the firm’s registration dates back to 2005. It is classified in the data as an investment bank and is described as being owned by a combination of a domestic entity and an individual. The firm does not present itself as a capital allocator or as an active ESG investor. The available records do not list multi-state advisory activity, pension consulting, related-adviser relationships, or details about advisory or fee structures. No client base breakdown is provided in the source material.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 10
  • Victoria Keller

    Victoria Keller

    Registered RepresentativeCRD 8073505

  • James Wood

    James Wood

    Managing PartnerCRD 5016275

  • Galen Carnicelli

    AdvisorsCRD 6406655

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Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

San Francisco, CA

San Francisco

Location

San Francisco, CA

Headquartered in San Francisco, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.

Metro area
San Jose-San Francisco-Oakland, CA
Region
West
County
San Francisco
Address
1 Sansome St
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth