WNY ASSET MANAGEMENT, LLC

RIASEC RegisteredEst. 2010
Total AUM
$1.7B
Discretionary
$1.7B
100% of AUM
Avg account
$531K
Accounts
3,256
Employees
35
Advisory reps
29

Firm details

Headquarters
WILLIAMSVILLE, New York
CRD number
153872
Registered since
July 9, 2010
Website
www.wnyasset.com
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • Individuals49.47%
  • HNWI48.87%
  • Corporations / Businesses0.84%
  • Charitable Organizations0.82%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsEducational Seminars / Workshops

Firm profile

FINTRX

Overview

WNY Asset Management, LLC is an independent, owner-operated registered investment adviser that has been SEC-registered since 2010. The firm serves both individual/family and institutional clients and offers financial planning, portfolio management for individuals, small businesses and institutions, and educational seminars. Its fee schedules include percentage-of-AUM billing alongside hourly and fixed-fee arrangements. WNY maintains working relationships with accountants and law firms and was listed among FA Magazine’s Top RIA Firms in 2020. The firm does not identify as an active ESG investor and is not registered as a capital allocator.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 84%, Exchange Traded Equities 9%, Cash & Cash Equivalents 6%, US Government Bonds 1%, State & Local Bonds 1%, Investment Grade Corp Bonds 1%, Non-Investment Grade Corp Bonds 1%84%
  • Public Funds/Mutual Funds84%
  • Exchange Traded Equities9%
  • Cash & Cash Equivalents6%
  • US Government Bonds1%
  • State & Local Bonds1%

Owners & executives

1 of 1

  • ZACHARY SHROYER

    Chief Financial Officer & Chief Compliance OfficerCRD 7203030

Contacts

3 of 28

  • ROBERT KLOSS

    Financial AdvisorCRD 1971601

  • Kimberly Kowalski

    Registered RepresentativeCRD 7319600

  • JOHN PIERONI

    Registered RepresentativeCRD 3027420

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 182

Active vs passive

$1.2B in ETFs

Passive

25%

$291M

Active

71%

$888M

ETFProviderStyleCategoryValueShares% of portfolio
CAPITAL GROUP CORE PLUS INCOME ETF (CGCP)Capital GroupActiveIntermediate Core Plus Bond$94M4,208,7267.98%
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Location

Primary office

WILLIAMSVILLE, NY

ERIE

Location

WILLIAMSVILLE, NY

Headquartered in WILLIAMSVILLE, NY, anchoring the Buffalo-Cheektowaga-Olean, NY metro in the Northeast.

Metro area
Buffalo-Cheektowaga-Olean, NY
Region
Northeast
County
ERIE
Address
6500 Sheridan Dr
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth