NORTHCAPE WEALTH MANAGEMENT
Firm details
- Headquarters
- WILLIAMSVILLE, New York
- CRD number
- 312350
- Registered since
- March 4, 2021
- Website
- www.northcapewm.com
- Custodians
- WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI75.83%
- Individuals19.66%
- Charitable Organizations3.06%
- Corporations / Businesses1.45%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers
Firm profile
FINTRXOverview
Northcape Wealth Management is an independent registered investment adviser organized as an LLC and SEC-registered since 2021. The firm is owned by an individual and positions itself as a capital allocator that serves both individual and family clients as well as institutional clients. Fee arrangements include asset-based fees, hourly charges, and fixed-fee engagements. Advisory services listed by the firm cover financial planning, discretionary portfolio management for individuals and small businesses, portfolio management for businesses or institutions, pension consulting services, and the selection of other advisers. The firm is not identified as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities55%
- Public Funds/Mutual Funds28%
- US Government Bonds13%
- State & Local Bonds2%
- Investment Grade Corp Bonds1%
Contacts
3 of 5PATRICK MARKEY
Co-Founder & PartnerCRD 1230122
ERIK O'NEILL
Founder & Managing PartnerCRD 1771548
RENEE' HASENOEHRL
Client Support ManagerCRD 4491895
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 28Active vs passive
$142M in ETFs
59%
$83.7M
40%
$58.4M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| SPDR GOLD TRUST (GLD) | State Street | Passive | Commodities Focused | $29.8M | 69,251 | 20.97% |
Location
WILLIAMSVILLE, NY
ERIE
Location
WILLIAMSVILLE, NY
Headquartered in WILLIAMSVILLE, NY, anchoring the Buffalo-Cheektowaga-Olean, NY metro in the Northeast.
- Metro area
- Buffalo-Cheektowaga-Olean, NY
- Region
- Northeast
- County
- ERIE
- Address
- 6565 Main St
- Time zone
- ET (UTC-5)
- Office locations
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