Emergent Wealth Advisors, LLC
Firm details
- Headquarters
- Williamsville, New York
- CRD number
- 174845
- Registered since
- November 16, 2015
- Website
- www.emergentwa.com
- Custodians
- CHARLES SCHWAB & CO., INC., ASSETMARK TRUST CO., SEI INVESTMENTS DISTRIBUTION CO., JACKSON NATIONAL LIFE DISTRIBUTORS LLC, THE CAPITAL GROUP SECURITIES, INC., ORION PORTFOLIO SOLUTIONS
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- HNWI58.24%
- Individuals41.76%
- Services
- Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers
Firm profile
FINTRXOverview
Emergent Wealth Advisors, LLC is an independent registered investment adviser structured as an LLC. The firm is SEC-registered (initial registration recorded in 2015) and positions itself as a fee-based wealth manager for individuals and families, charging a blend of percentage-of-AUM and fixed fees. Its advisory services include financial planning, portfolio management for individuals and small businesses, and the selection of third‑party advisers. The firm is identified as a capital allocator, indicating it sources external managers and funds as part of its offering. The snapshot data also notes an insurance company affiliation.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds73%
- Exchange Traded Equities20%
- State & Local Bonds2%
- Investment Grade Corp Bonds2%
- Cash & Cash Equivalents2%
Contacts
3 of 4
Andrew Kiefer
Business Development ManagerCRD 6484509
Nicholas Efthemis
Wealth AdvisorCRD 2821400
Charles Hanny
Co-OwnerCRD 2982732
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 76Active vs passive
$171M in ETFs
67%
$115M
26%
$56.6M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES CORE S&P 500 ETF (IVV) | BlackRock | Passive | Large Blend | $25.7M | 33,622 | 15.02% |
Location
Williamsville, NY
Erie
Location
Williamsville, NY
Headquartered in Williamsville, NY, anchoring the Buffalo-Cheektowaga-Olean, NY metro in the Northeast.
- Metro area
- Buffalo-Cheektowaga-Olean, NY
- Region
- Northeast
- County
- Erie
- Address
- 5500 Main St
- Time zone
- ET (UTC-5)
- Office locations
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