EMERGENT WEALTH ADVISORS, LLC

RIASEC RegisteredEst. 2015

Total AUM

$249M

Discretionary

$249M

100% of AUM

Avg account

$259K

Accounts

963

Employees

Advisory reps

Firm details

Headquarters: WILLIAMSVILLE, New York
CRD number: 174845
Registered since: November 16, 2015
Website: www.emergentwa.com
Custodians: CHARLES SCHWAB & CO., INC., ASSETMARK TRUST CO., SEI INVESTMENTS DISTRIBUTION CO., JACKSON NATIONAL LIFE DISTRIBUTORS LLC, THE CAPITAL GROUP SECURITIES, INC., ORION PORTFOLIO SOLUTIONS
Fee structure: Percentage of AUM, Fixed Fees
Client types: HNWI58.24%
Individuals41.76%
Services: Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers

Firm profile

FINTRX

Overview

Emergent Wealth Advisors, LLC is an independent registered investment adviser that has been SEC-registered since 2015 and operates as an LLC. The firm focuses on individual and family clients, offering financial planning, portfolio management for individuals and small businesses, and the selection of outside advisers. It bills clients primarily as a percentage of assets under management and also uses fixed fees for some engagements. The firm describes itself as a capital allocator, which aligns with its practice of selecting third-party managers and using pooled vehicles alongside direct holdings. Emergent Wealth Advisors is not an active ESG investor and is not structured as a multi-state adviser. The firm also lists an affiliation with an insurance company.