WMS WEALTH PLANNERS

Overview

WMS Wealth Planners is an independent registered investment adviser that serves individual and family clients with a mix of financial planning, portfolio management for individuals and small businesses, and client education through seminars and workshops. The firm operates on a fee basis that combines percentage-of-AUM billing with fixed fees, and it also acts as an insurance broker. Since its SEC registration in 2019, the firm has signaled an emphasis on public pooled products—primarily mutual funds—while integrating ESG considerations into its investment process. Service-wise, WMS Wealth Planners leans toward discretionary portfolio management for most client relationships, with planning and educational services forming a complementary offering. The firm identifies as an active ESG investor, which suggests environmental, social and governance factors are incorporated into its security selection or manager selection where relevant.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices