Legend Financial Advisors Inc
Firm details
- Headquarters
- Pittsburgh, Pennsylvania
- CRD number
- 108207
- Registered since
- September 14, 1993
- Website
- www.legend-financial.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI84.41%
- Individuals12.55%
- Pension & Profit Sharing Plans2.9%
- Corporations / Businesses0.1%
- Charitable Organizations0.04%
- Services
- Financial PlanningPortfolio Management for IndividualsPension ConsultingPublication of PeriodicalsEducational Seminars / Workshops
Firm profile
FINTRXOverview
Legend Financial Advisors Inc is an independent, SEC-registered RIA (registered since 1993) owned by an individual. The firm serves both individual & family and institutional clients and bills through a mix of percentage-of-AUM, hourly, and fixed-fee arrangements. Its stated advisory services include financial planning, portfolio management for individuals and small businesses, pension consulting services, periodic publications or newsletters, and educational seminars/workshops. The firm is not identified as an active ESG investor and is not categorized as a multi-state adviser; it also does not function as a capital allocator.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds86%
- Cash & Cash Equivalents8%
- Exchange Traded Equities6%
Owners & executives
2 of 2
Christopher Kail
Chief Marketing OfficerCRD 7227680
James Holtzman
CEO & PresidentCRD 4292875
Contacts
2 of 2
Robert White
Assistant Wealth AdvisorCRD 7314647
William Knight
Wealth AdvisorCRD 5840840
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 21Active vs passive
$158M in ETFs
94%
$148M
6%
$10.1M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES SEMICONDUCTOR ETF (SOXX) | BlackRock | Passive | Technology | $19.6M | 30,649 | 12.41% |
Location
Pittsburgh, PA
Allegheny
Location
Pittsburgh, PA
Headquartered in Pittsburgh, PA, anchoring the Pittsburgh-New Castle-Weirton, PA-OH-WV metro in the Northeast.
- Metro area
- Pittsburgh-New Castle-Weirton, PA-OH-WV
- Region
- Northeast
- County
- Allegheny
- Address
- 5700 Corporate Dr
- Time zone
- ET (UTC-5)
- Office locations
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