LEGEND FINANCIAL ADVISORS INC
Firm details
- Headquarters
- PITTSBURGH, Pennsylvania
- CRD number
- 108207
- Registered since
- September 14, 1993
- Website
- www.legend-financial.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI84.41%
- Individuals12.55%
- Pension & Profit Sharing Plans2.9%
- Corporations / Businesses0.1%
- Charitable Organizations0.04%
- Services
- Financial PlanningPortfolio Management for IndividualsPension ConsultingPublication of PeriodicalsEducational Seminars / Workshops
Firm profile
FINTRXOverview
Legend Financial Advisors Inc is an independent registered investment adviser that has been SEC-registered since 1993 and is owned by an individual. The firm serves individual and family clients as well as some institutional relationships. Its advisory offering centers on financial planning and discretionary portfolio management for individuals and small businesses, and it also provides pension consulting-style services, publishes periodicals or newsletters, and runs educational seminars and workshops. Fee arrangements include percentage-of-AUM billing as well as hourly and fixed-fee engagements. Legend does not identify as an active ESG investor and is not designated as a multi-state adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds86%
- Cash & Cash Equivalents8%
- Exchange Traded Equities6%
Owners & executives
2 of 2Christopher Kail
Chief Marketing OfficerCRD 7227680
JAMES HOLTZMAN
CEO & PresidentCRD 4292875
Contacts
2 of 2Robert White
Assistant Wealth AdvisorCRD 7314647
WILLIAM KNIGHT
Wealth AdvisorCRD 5840840
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 21Active vs passive
$146M in ETFs
94%
$137M
6%
$9.4M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES GOLD TRUST (IAU) | BlackRock | Passive | Commodities Focused | $15.5M | 175,659 | 10.59% |
Location
PITTSBURGH, PA
ALLEGHENY
Location
PITTSBURGH, PA
Headquartered in PITTSBURGH, PA, anchoring the Pittsburgh-New Castle-Weirton, PA-OH-WV metro in the Northeast.
- Metro area
- Pittsburgh-New Castle-Weirton, PA-OH-WV
- Region
- Northeast
- County
- ALLEGHENY
- Address
- 5700 Corporate Dr
- Time zone
- ET (UTC-5)
- Office locations
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