VISTA INVESTMENT MANAGEMENT, LLC

RIASEC RegisteredEst. 2018
Total AUM
$324M
Discretionary
$319M
99% of AUM
Avg account
$595K
Accounts
544
Employees
4
Advisory reps
4

Firm details

Headquarters
PITTSBURGH, Pennsylvania
CRD number
116068
Registered since
March 16, 2018
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM
Client types
  • HNWI75.16%
  • Individuals12.14%
  • Corporations / Businesses11.08%
  • Charitable Organizations1.62%
Services
Portfolio Management for IndividualsPortfolio Management for Institutional ClientsPension Consulting

Firm profile

FINTRX

Overview

Vista Investment Management, LLC is an SEC-registered advisory firm organized as an LLC and registered in 2018. The firm serves both individual and family clients as well as institutional accounts and charges fees based on a percentage of assets under management. Its stated advisory capabilities include discretionary portfolio management for individuals and small businesses, portfolio management for business or institutional clients, and pension consulting services. Vista does not identify as an active ESG investor and is not listed as a multi-state adviser. Rather than functioning as a capital allocator, the firm appears to deploy third‑party funds when accessing certain alternative strategies.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 63%, Exchange Traded Equities 33%, US Government Bonds 3%, Cash & Cash Equivalents 1%63%
  • Public Funds/Mutual Funds63%
  • Exchange Traded Equities33%
  • US Government Bonds3%
  • Cash & Cash Equivalents1%

Owners & executives

1 of 1
  • MATTHEW VIVERETTE

    Chief Compliance Officer & Director of TechnologyCRD 6329239

Contacts

3 of 3
  • LAWRENCE EAKIN

    Portfolio Manager, Research AnalystCRD 2831417

  • JOHN FRANKOLA

    Portfolio ManagerCRD 1793125

  • Dylan Dunlop

    Investment AnalystCRD 6773271

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 125

Active vs passive

$266M in ETFs

Passive

85%

$226M

Active

13%

$39.9M

ETFProviderStyleCategoryValueShares% of portfolio
VANGUARD SHORT-TERM CORPORATE BOND INDEX FUND (VCSH)VanguardPassiveShort Term Bond$10.1M127,0913.79%

Location

Primary office

PITTSBURGH, PA

ALLEGHENY

Location

PITTSBURGH, PA

Headquartered in PITTSBURGH, PA, anchoring the Pittsburgh-New Castle-Weirton, PA-OH-WV metro in the Northeast.

Metro area
Pittsburgh-New Castle-Weirton, PA-OH-WV
Region
Northeast
County
ALLEGHENY
Address
400 Penn Center Blvd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth