WJ FINANCIAL ADVISORS, LLC

RIASEC RegisteredEst. 2021
Total AUM
$203M
Discretionary
$203M
100% of AUM
Avg account
$297K
Accounts
684
Employees
3
Advisory reps
5

Firm details

Headquarters
KILLINGWORTH, Connecticut
CRD number
142761
Registered since
July 28, 2021
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI71.32%
  • Individuals27.72%
  • Charitable Organizations0.72%
  • Corporations / Businesses0.24%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension Consulting

Firm profile

FINTRX

Overview

WJ Financial Advisors, LLC is an independent, owner-operated registered investment adviser that serves both individual/family and institutional clients. Its advisory menu includes financial planning, portfolio management for individuals and for businesses or institutions, and pension consulting services. The firm charges fees based on a percentage of assets under management and also uses hourly and fixed-fee arrangements. The firm shows a clear tilt toward equity management as its primary investment approach, while supplementing portfolios with other vehicle types and third-party allocations where appropriate. It does not present itself as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 59%, US Government Bonds 26%, Cash & Cash Equivalents 9%, Public Funds/Mutual Funds 4%, Investment Grade Corp Bonds 2%59%
  • Exchange Traded Equities59%
  • US Government Bonds26%
  • Cash & Cash Equivalents9%
  • Public Funds/Mutual Funds4%
  • Investment Grade Corp Bonds2%

Contacts

3 of 5
  • JOSEPH GIACCONE

    Financial AdvisorCRD 5589435

  • WALLACE JONES

    OwnerCRD 4577739

  • Brandon LaChance

    Client Services SpecialistCRD 7746039

Unlock 2 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 67

Active vs passive

$67M in ETFs

Passive

98%

$65.8M

Active

<1%

$1.2M

ETFProviderStyleCategoryValueShares% of portfolio
SPDR GOLD TRUST (GLD)State StreetPassiveCommodities Focused$7.2M16,62010.67%

Location

Primary office

KILLINGWORTH, CT

MIDDLESEX

Location

KILLINGWORTH, CT

Headquartered in KILLINGWORTH, CT, anchoring the Hartford-East Hartford, CT metro in the Northeast.

Metro area
Hartford-East Hartford, CT
Region
Northeast
County
MIDDLESEX
Address
255 Route 80
Time zone
ET (UTC-5)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth