CAPZONE MANAGEMENT LLC

RIASEC RegisteredEst. 2024
Total AUM
$202M
Discretionary
$202M
100% of AUM
Avg account
$202M
Accounts
1
Employees
24
Advisory reps
5

Firm details

Headquarters
NORWALK, Connecticut
CRD number
330135
Registered since
April 26, 2024
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Pooled Investment Vehicles100%
Services
Portfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

Capzone Management LLC is an SEC-registered manager organized as a limited liability company and classified as a real estate fund adviser. The firm targets institutional clients and provides portfolio management for pooled investment vehicles, acting in sponsor, general partner, and managing-member roles for those vehicles. Its fee schedule combines a percentage-of-AUM component with performance-based fees. Capzone reports that it is not an active ESG investor and does not operate as a multi-state adviser.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

3 of 3
  • ALFRED PUCHALA

    Chief Executive OfficerCRD 1962199

  • CHARLES LAKE

    Chief Financial OfficerCRD 7884046

  • JAIME MCPHEE

    Chief Compliance OfficerCRD 5061602

Contacts

2 of 2
  • KIMBERLY LAKE

    Chair of the BoardCRD 7884029

  • Cody West

    Senior Investment AssociateCRD 7144358

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

NORWALK, CT

FAIRFIELD

Location

NORWALK, CT

Headquartered in NORWALK, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
FAIRFIELD
Address
50 Washington St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth