Pettee Investors Inc
Firm details
- Headquarters
- Norwalk, Connecticut
- CRD number
- 105553
- Registered since
- July 6, 1989
- Website
- www.petteeinvestors.com
- Custodians
- J.P. MORGAN SECURITIES INC., CHARLES SCHWAB & CO., INC., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, MORGAN STANLEY & CO. LLC
- Fee structure
- Percentage of AUM
- Client types
- HNWI92.12%
- Charitable Organizations6.72%
- Individuals0.9%
- Corporations / Businesses0.26%
- Services
- Portfolio Management for IndividualsPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Pettee Investors Inc is an independent, privately owned investment adviser that is SEC registered (registration year 1989). The firm charges fees based on a percentage of assets under management and primarily serves individuals and families, while also providing portfolio management for small businesses and other business or institutional clients. Pettee Investors identifies as an equity-focused manager rather than an ESG-driven adviser and does not market itself as a multi-state or pension consultant. The firm’s activities include acting as an investment adviser and serving in sponsor/GP or managing-member roles for pooled investment vehicles, indicating involvement beyond discretionary portfolio management and into structuring or managing private pooled vehicles.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities92%
- Public Funds/Mutual Funds6%
- Cash & Cash Equivalents2%
Owners & executives
FINTRXContacts
FINTRXWealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 3Active vs passive
$7.2M in ETFs
100%
$7.2M
0%
$0
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| HOYA CAPITAL HOUSING ETF (HOMZ) | Hoya Capital | Passive | Mid Cap Value | $6.1M | 149,635 | 84.25% |
Location
Norwalk, CT
Fairfield
Location
Norwalk, CT
Headquartered in Norwalk, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- Fairfield
- Address
- 137 Rowayton Ave
- Time zone
- ET (UTC-5)
- Office locations
Similar firms
LBB Holding Company LLC
RIANorwalk, CT
Capzone Management LLC
RIANorwalk, CT
Gradient Ridge Capital, L.P.
RIANorwalk, CT
Hoya Capital Real Estate, LLC
RIANorwalk, CT
Hondius Capital Management, LP
RIANorwalk, CT
Savoir Faire Capital Management, LP
RIANorwalk, CT