Pettee Investors Inc
Firm details
- Headquarters
- Norwalk, Connecticut
- CRD number
- 105553
- Registered since
- July 6, 1989
- Website
- www.petteeinvestors.com
- Custodians
- J.P. MORGAN SECURITIES INC., CHARLES SCHWAB & CO., INC., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, MORGAN STANLEY & CO. LLC
- Fee structure
- Percentage of AUM
- Client types
- HNWI92.12%
- Charitable Organizations6.72%
- Individuals0.9%
- Corporations / Businesses0.26%
- Services
- Portfolio Management for IndividualsPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Pettee Investors Inc. is an independent, SEC-registered advisory corporation that has operated since 1989. The firm is owner-managed and focuses on fee-based portfolio management for individuals, families and small businesses, as well as for corporate or institutional clients. Its primary fee approach is a percentage of assets under management. Pettee reports no active ESG investing program, is not registered as a multi-state adviser, and does not describe itself as a pension consultant. Filings also show the firm has played roles beyond advisory work — acting as an investment adviser sponsor and serving as a general partner or managing member of pooled investment vehicles.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities92%
- Public Funds/Mutual Funds6%
- Cash & Cash Equivalents2%
Owners & executives
1 of 1
Timothy Pettee
Chief Investment OfficerCRD 2097556
Contacts
3 of 3
Elizabeth Pettee
Junior Research AnalystCRD 7873299
Alexander Pettee
President and Director of ResearchCRD 6573355
Sheila Pettee
President, CCOCRD 1303484
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 3Active vs passive
$8.6M in ETFs
100%
$8.6M
0%
$0
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| HOYA CAPITAL HOUSING ETF (HOMZ) | Hoya Capital | Passive | Mid Cap Value | $7.3M | 153,817 | 85.28% |
Location
Norwalk, CT
Fairfield
Location
Norwalk, CT
Headquartered in Norwalk, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- Fairfield
- Address
- 137 Rowayton Ave
- Time zone
- ET (UTC-5)
- Office locations
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