KATE CAPITAL LLC

RIASEC RegisteredEst. 2024
Total AUM
$207M
Discretionary
$207M
100% of AUM
Avg account
$41.4M
Accounts
5
Employees
8
Advisory reps
2

Firm details

Headquarters
WESTPORT, Connecticut
CRD number
329897
Registered since
November 13, 2024
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Pooled Investment Vehicles100%
Services
Portfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

Kate Capital LLC is organized as a hedge fund adviser that registered with the SEC in 2024 and serves an institutional client base. The firm’s core advisory activity is portfolio management for pooled investment vehicles, and it also functions in sponsor and manager roles — acting as a general partner and as a CPO/CTA or managing member when it operates its pooled structures. Fee arrangements combine a percentage of assets under management with performance-based fees, reflecting a structure typical for active, performance-oriented hedge funds. Investment activity is concentrated on pooled vehicles and private placement opportunities. The firm is not positioned as a broad capital allocator to multiple managers; instead it runs its own concentrated strategies inside fund structures and engages with third-party private placement managers for select alternative exposure. Kate Capital LLC is not described as an active ESG investor, and it does not report multi-state adviser status or pension consulting as part of its service mix.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

1 of 1
  • Thomas Bachner

    Chief Compliance OfficerCRD 7718220

Contacts

1 of 1
  • Paul Podolsky

    FounderCRD 7996755

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

WESTPORT, CT

FAIRFIELD

Location

WESTPORT, CT

Headquartered in WESTPORT, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
FAIRFIELD
Address
10 Wright St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth