DRUM HILL CAPITAL, LLC

RIASEC RegisteredEst. 2006
Total AUM
$194M
Discretionary
$172M
88% of AUM
Avg account
$925K
Accounts
210
Employees
3
Advisory reps
3

Firm details

Headquarters
WESTPORT, Connecticut
CRD number
123359
Registered since
March 27, 2006
Custodians
NATIONAL FINANCIAL SERVICES LLC
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI95.31%
  • Individuals4.68%
  • Charitable Organizations0.01%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Drum Hill Capital, LLC is an independent registered investment adviser that manages a concentrated, equity-oriented book while acting as a capital allocator into third‑party alternative funds. The firm’s advisory work centers on financial planning and portfolio management for individuals and small businesses, and it serves both individual/family and institutional clients. Fee billing is flexible — they charge a percentage of assets under management and also offer hourly and fixed‑fee arrangements. Investment decisions emphasize publicly traded equities as the primary building block of client portfolios, supplemented by mutual funds and selectively allocated alternatives through external managers. Drum Hill Capital manages the majority of client assets on a discretionary basis, which reflects an operating model built around ongoing portfolio oversight and active implementation of manager and product selections.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 48%, Public Funds/Mutual Funds 33%, Cash & Cash Equivalents 19%48%
  • Exchange Traded Equities48%
  • Public Funds/Mutual Funds33%
  • Cash & Cash Equivalents19%

Owners & executives

1 of 1
  • DAVID NIGHTINGALE

    President and CIOCRD 1031072

Contacts

2 of 2
  • ZACHARY OLSON

    Director of Investment ResearchCRD 5999543

  • RONALD WELZ

    Director of OperationsCRD 3069432

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

WESTPORT, CT

FAIRFIELD

Location

WESTPORT, CT

Headquartered in WESTPORT, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
FAIRFIELD
Address
1221 Post Rd E
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth