Aspetuck Financial Management LLC

RIASEC RegisteredEst. 2022
Total AUM
$178M
Discretionary
$178M
100% of AUM
Avg account
$371K
Accounts
481
Employees
1
Advisory reps
1

Firm details

Headquarters
Westport, Connecticut
CRD number
134500
Registered since
June 21, 2022
Website
www.aspetuckfinancial.com
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM
Client types
  • HNWI76.47%
  • Individuals11.29%
  • Pension & Profit Sharing Plans10.04%
  • Corporations / Businesses2.21%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Aspetuck Financial Management LLC is an independent registered investment adviser that provides fee-based financial planning and discretionary portfolio management, primarily for individuals, families and small-business clients. The firm registered with the SEC in 2022 and is structured as a limited liability company with individual ownership. Its practice emphasizes equity exposure—particularly exchange-traded equities—and it uses a percentage-of-AUM fee model.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 54%, Public Funds/Mutual Funds 42%, US Government Bonds 1%, State & Local Bonds 1%, Investment Grade Corp Bonds 1%, Cash & Cash Equivalents 1%54%
  • Exchange Traded Equities54%
  • Public Funds/Mutual Funds42%
  • US Government Bonds1%
  • State & Local Bonds1%
  • Investment Grade Corp Bonds1%

Contacts

1 of 1
  • Patrick Byrne

    Patrick Byrne

    Founder & Portfolio ManagerCRD 1277801

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 38

Active vs passive

$118M in ETFs

Passive

92%

$109M

Active

4%

$9.2M

ETFProviderStyleCategoryValueShares% of portfolio
STATE STREET(R) SPDR(R) BLOOMBERG INVESTMENT GRADE FLOATING RATE ETF (FLRN)State StreetPassiveUltrashort Bond$9.8M317,7688.28%
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Location

Primary office

Westport, CT

Fairfield

Location

Westport, CT

Headquartered in Westport, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Fairfield
Address
27 A Imperial Ave
Time zone
ET (UTC-5)
Office locations

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