ASPETUCK FINANCIAL MANAGEMENT LLC
Firm details
- Headquarters
- WESTPORT, Connecticut
- CRD number
- 134500
- Registered since
- June 21, 2022
- Website
- www.aspetuckfinancial.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM
- Client types
- HNWI76.47%
- Individuals11.29%
- Pension & Profit Sharing Plans10.04%
- Corporations / Businesses2.21%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
Aspetuck Financial Management LLC is an independent registered investment adviser that operates on a percentage-of-AUM fee model and focuses on financial planning and discretionary portfolio management for individuals, families and smaller institutional clients. The firm is organized as an LLC and registered with the SEC in 2022. Its stated strategy favors public equities, implemented through exchange-traded vehicles and individual stocks, with additional use of mutual funds and corporate debt to fill out portfolios. The firm does not identify as an active ESG investor and does not appear to run or allocate to proprietary capital pools.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities54%
- Public Funds/Mutual Funds42%
- US Government Bonds1%
- State & Local Bonds1%
- Investment Grade Corp Bonds1%
Contacts
1 of 1PATRICK BYRNE
Founder & Portfolio ManagerCRD 1277801
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 37Active vs passive
$111M in ETFs
92%
$102M
4%
$8.5M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| STATE STREET(R) SPDR(R) BLOOMBERG INVESTMENT GRADE FLOATING RATE ETF (FLRN) | State Street | Passive | Ultrashort Bond | $9.7M | 313,987 | 8.71% |
Location
WESTPORT, CT
FAIRFIELD
Location
WESTPORT, CT
Headquartered in WESTPORT, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- FAIRFIELD
- Address
- 27A Imperial Ave
- Time zone
- ET (UTC-5)
- Office locations
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