Wittenberg Investment Management Inc

RIASEC RegisteredEst. 1988
Total AUM
$385M
Discretionary
$385M
100% of AUM
Avg account
$3.1M
Accounts
126
Employees
1
Advisory reps
1

Firm details

Headquarters
,
CRD number
105792
Registered since
June 2, 1988
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • HNWI100%
Services
Portfolio Management for Individuals

Firm profile

FINTRX

Overview

Wittenberg Investment Management Inc is a privately owned registered advisory firm that has been on record with the SEC since 1988. The firm focuses on portfolio management for individual clients and small businesses, serving a client base labeled as individuals and families. Its compensation includes a traditional percentage-of-assets-under-management fee and arrangements that can include performance-based fees. Wittenberg reports no active ESG program and does not operate as a multi-state or pension consultant adviser; it is not listed as a capital allocator or a related adviser to other firms.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 80%, Cash & Cash Equivalents 18%, Non-Exchange Traded Equities 2%80%
  • Exchange Traded Equities80%
  • Cash & Cash Equivalents18%
  • Non-Exchange Traded Equities2%

Contacts

1 of 1
  • Joel Wittenberg

    PresidentCRD 1695242

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 1

Active vs passive

$507K in ETFs

Passive

100%

$507K

Active

0%

$0

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES RUSSELL MID-CAP VALUE ETF (IWS)BlackRockPassiveMid Cap Value$507K3,478100.00%

Location

Primary office

, null

Location

, null

Headquartered in , null.

Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth