REALTA INVESTMENT ADVISORS, INC

RIASEC RegisteredEst. 2007

Total AUM

$385M

Discretionary

$238M

62% of AUM

Avg account

$313K

Accounts

1,231

Employees

Advisory reps

Firm details

Headquarters: WILMINGTON, Delaware
CRD number: 134952
Registered since: June 6, 2007
Website: www.coastal-one.com
Custodians: PERSHING LLC
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: HNWI52.54%
Individuals45.64%
Pension & Profit Sharing Plans1.66%
Corporations / Businesses0.16%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other AdvisersPublication of Periodicals

Firm profile

FINTRX

Overview

Realta Investment Advisors, Inc. operates as a boutique capital allocator and insurance broker-dealer that serves individual, family and institutional clients. The firm combines financial planning and discretionary portfolio management with selection of third-party managers and periodic publications. Its advisory services cover portfolio management for individuals, small businesses and institutions, pension consulting and the selection of outside advisers, and it charges clients via percentage of AUM, hourly fees and fixed fees. The firm is not listed as an active ESG investor. Realta’s activity shows a clear preference for equity-focused solutions delivered through both direct stock positions and ETFs, while also using insurance and annuity products as part of client solutions. Its business affiliations include broker-dealer and insurance company roles and it acts as a sponsor of limited partnerships (excluding pooled investment vehicles), which supports an allocation program into externally managed alternative funds.