WESTOVER CAPITAL ADVISORS, LLC

RIASEC RegisteredEst. 2005
Total AUM
$653M
Discretionary
$653M
100% of AUM
Avg account
$822K
Accounts
794
Employees
11
Advisory reps
6

Firm details

Headquarters
WILMINGTON, Delaware
CRD number
126520
Registered since
June 3, 2005
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI80.83%
  • Charitable Organizations12.67%
  • Individuals5.2%
  • Pension & Profit Sharing Plans1.31%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Westover Capital Advisors, LLC is an independent registered investment adviser organized as an LLC and SEC-registered since 2005. The firm serves both individual and institutional clients, with a particular focus on individuals, families and small-business owners. Its advisory work centers on financial planning and discretionary portfolio management; compensation methods include a percentage-of-AUM fee schedule as well as hourly and fixed-fee engagements. Westover does not identify as a capital allocator and is not classified as an active ESG investor. The firm lists an accountant among its industry affiliations and was recognized on FA Magazine’s Top RIA Firms list in 2020.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 66%, Private Funds 25%, Investment Grade Corp Bonds 3%, State & Local Bonds 2%, Cash & Cash Equivalents 2%, US Government Bonds 1%, Other 1%66%
  • Exchange Traded Equities66%
  • Private Funds25%
  • Investment Grade Corp Bonds3%
  • State & Local Bonds2%
  • Cash & Cash Equivalents2%

Owners & executives

2 of 2
  • HAROLD SAWYER

    Founder & Chief Exceutive OfficerCRD 5562480

  • HAROLD SAWYER, JR.

    Founder and CEOCRD 4650269

Contacts

3 of 4
  • Stephen Crifasi

    Associate Director of Wealth Management ServicesCRD 7646738

  • Caitlyn Tierney

    Associate Director of Wealth Management ServicesCRD 7227047

  • MATTHEW BEARDWOOD

    Director of Wealth ManagementCRD 3084318

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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ETF holdings

1 of 41

Active vs passive

$151M in ETFs

Passive

90%

$136M

Active

6%

$15.3M

ETFProviderStyleCategoryValueShares% of portfolio
SPDR GOLD TRUST (GLD)State StreetPassiveCommodities Focused$19.6M45,51212.96%

Location

Primary office

WILMINGTON, DE

NEW CASTLE

Location

WILMINGTON, DE

Headquartered in WILMINGTON, DE, anchoring the Philadelphia-Reading-Camden, PA-NJ-DE-MD metro in the South.

Metro area
Philadelphia-Reading-Camden, PA-NJ-DE-MD
Region
South
County
NEW CASTLE
Address
1013 Centre Rd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth