WINTHROP PARTNERS - EPA, LLC

RIASEC RegisteredEst. 2015
Total AUM
$82.2M
Discretionary
$82.2M
100% of AUM
Avg account
$472K
Accounts
174
Employees
5
Advisory reps
5

Firm details

Headquarters
BUFFALO, New York
CRD number
282098
Registered since
November 24, 2015
Custodians
RAYMOND JAMES & ASSOCIATES, INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI55.49%
  • Individuals40.48%
  • Pension & Profit Sharing Plans4.03%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Winthrop Partners - Epa, LLC is an independent registered investment adviser organized as an LLC and registered with the SEC in 2015. The firm is owned by an individual and serves both individual/family and institutional clients, with advisory activities focused on financial planning and portfolio management for individuals and small businesses. Its fee arrangements include asset-based fees, hourly charges, and fixed-fee engagements. The filing indicates the firm has a related adviser and that it does not operate as a capital allocator or as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 54%, Exchange Traded Equities 37%, Cash & Cash Equivalents 9%54%
  • Public Funds/Mutual Funds54%
  • Exchange Traded Equities37%
  • Cash & Cash Equivalents9%

Owners & executives

1 of 1
  • KELLY CHRISTOPHER

    Chief Compliance OfficerCRD 6000499

Contacts

3 of 4
  • ROBERT WERNER

    Managing DirectorCRD 4910211

  • Thomas Bunting

    DirectorCRD 7050500

  • Keith Saunders

    DirectorCRD 7699129

Unlock 1 more contacts

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

BUFFALO, NY

ERIE

Location

BUFFALO, NY

Headquartered in BUFFALO, NY, anchoring the Buffalo-Cheektowaga-Olean, NY metro in the Northeast.

Metro area
Buffalo-Cheektowaga-Olean, NY
Region
Northeast
County
ERIE
Address
295 Main St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth