WATERFORD ADVISORS, LLC
Firm details
- Headquarters
- ORCHARD PARK, New York
- CRD number
- 119442
- Registered since
- April 9, 2004
- Website
- waterfordadv.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI86.25%
- Individuals13.75%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Waterford Advisors, LLC is an independent registered investment adviser that has been operating since 2004. The firm serves individual and family clients and offers a mix of fee arrangements, including percentage-of-AUM billing as well as hourly and fixed-fee engagements. Its advisory scope includes financial planning and portfolio management for individuals, small businesses and institutional/business clients. Waterford Advisors also performs insurance-broker and accounting activities alongside its advisory work. The firm is not identified as a capital allocator, does not report being an active ESG investor, and is not classified as a multi-state adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities67%
- Public Funds/Mutual Funds13%
- Non-Exchange Traded Equities8%
- Cash & Cash Equivalents6%
- US Government Bonds5%
Contacts
3 of 7Samantha Thomas
AssociateCRD 7214168
Ryan Smith
AssociateCRD 7028358
Ryan DiPasquale
Lead AdvisorCRD 6880701
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 31Active vs passive
$296M in ETFs
86%
$255M
12%
$41.5M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES CORE S&P 500 ETF (IVV) | BlackRock | Passive | Large Blend | $58.1M | 91,462 | 19.61% |
Location
ORCHARD PARK, NY
ERIE
Location
ORCHARD PARK, NY
Headquartered in ORCHARD PARK, NY, anchoring the Buffalo-Cheektowaga-Olean, NY metro in the Northeast.
- Metro area
- Buffalo-Cheektowaga-Olean, NY
- Region
- Northeast
- County
- ERIE
- Address
- 3858 N Buffalo St
- Time zone
- ET (UTC-5)
- Office locations
Similar firms
SILVER GROVE ADVISORY SERVICES
RIAORCHARD PARK, NY
MOLDENHAUER & ASSOCIATES
RIAORCHARD PARK, NY
FARRELL FINANCIAL
RIAORCHARD PARK, NY
CLEAR VIEW WEALTH ADVISORS
RIAORCHARD PARK, NY
TACTICAL INFRASTRUCTURE PARTNERS
RIANew York, NY
BURNS MATTESON CAPITAL MANAGEMENT, LLC
RIACORNING, NY