Farrell Financial
Firm details
- Headquarters
- Orchard Park, New York
- CRD number
- 321609
- Registered since
- June 6, 2022
- Website
- farrellfinancialllc.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM
- Client types
- HNWI62.76%
- Individuals36.97%
- Charitable Organizations0.26%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
Farrell Financial is an independent registered investment advisor organized as an LLC and registered with the SEC in 2022. The firm serves individuals and families, offering fee-based portfolio management and financial planning with a percentage-of-AUM fee model. Ownership is held by an individual and the adviser does not self-identify as a capital allocator or pension consultant. Farrell Financial reports it is not an active ESG investor and does not operate as a multistate adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities91%
- Public Funds/Mutual Funds6%
- US Government Bonds1%
- Investment Grade Corp Bonds1%
- Cash & Cash Equivalents1%
Owners & executives
1 of 1
Neil Farrell
Vice President and Chief Compliance OfficerCRD 7594002
Contacts
1 of 1
Neil Farrell
PresidentCRD 2616378
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 71Active vs passive
$168M in ETFs
95%
$159M
2%
$9.1M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD LARGE-CAP INDEX FUND (VV) | Vanguard | Passive | Large Blend | $19.1M | 55,599 | 11.41% |
Location
Orchard Park, NY
Erie
Location
Orchard Park, NY
Headquartered in Orchard Park, NY, anchoring the Buffalo-Cheektowaga-Olean, NY metro in the Northeast.
- Metro area
- Buffalo-Cheektowaga-Olean, NY
- Region
- Northeast
- County
- Erie
- Address
- 21 Princeton Pl
- Time zone
- ET (UTC-5)
- Office locations
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