FARRELL FINANCIAL
Firm details
- Headquarters
- ORCHARD PARK, New York
- CRD number
- 321609
- Registered since
- June 6, 2022
- Website
- farrellfinancialllc.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM
- Client types
- HNWI62.76%
- Individuals36.97%
- Charitable Organizations0.26%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
Farrell Financial is an independent, individual-owned registered investment adviser that provides financial planning and portfolio management primarily for individual and family clients, including small business owners. The firm charges fees as a percentage of assets under management and registered with the SEC in 2022. It does not describe itself as an ESG-focused or multi-state adviser and does not operate as a capital allocator or pension consultant.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities91%
- Public Funds/Mutual Funds6%
- US Government Bonds1%
- Investment Grade Corp Bonds1%
- Cash & Cash Equivalents1%
Owners & executives
1 of 1NEIL FARRELL
Vice President and Chief Compliance OfficerCRD 7594002
Contacts
1 of 1NEIL FARRELL
PresidentCRD 2616378
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 68Active vs passive
$152M in ETFs
95%
$144M
2%
$8.4M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD LARGE-CAP INDEX FUND (VV) | Vanguard | Passive | Large Blend | $16.9M | 56,529 | 11.11% |
Location
ORCHARD PARK, NY
ERIE
Location
ORCHARD PARK, NY
Headquartered in ORCHARD PARK, NY, anchoring the Buffalo-Cheektowaga-Olean, NY metro in the Northeast.
- Metro area
- Buffalo-Cheektowaga-Olean, NY
- Region
- Northeast
- County
- ERIE
- Address
- 21 Princeton Pl
- Time zone
- ET (UTC-5)
- Office locations
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