WINTERFLOOD SECURITIES US CORPORATION
Firm details
- Headquarters
- New York, New York
- CRD number
- 299110
- Registered since
- August 20, 2019
- Website
- www.winterflood.us
Firm profile
FINTRXOverview
Winterflood Securities US Corporation is organized as a corporation and appears on SEC records as having registered in 2019. Ownership is indicated as a combination of a foreign entity and an individual. The firm is categorized as "Unclassified" in the provided dataset, and the record flags it as not operating as a capital allocator. The profile also notes that Winterflood is not identified as an active ESG investor, is not a multi-state adviser, is not a pension consultant, and is not listed as a related adviser. The source material does not include descriptions of the firm's advisory offerings, fee structure, client types, or typical business activities, so there is limited visibility into how the firm positions its services or the client segments it targets.
Assets & Accounts
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
3 of 3Adriana Blanco Marquez
Chief Compliance OfficerCRD 7778003
SIMON MARK RAFFERTY
Chief Finance OfficerCRD 7047860
JAMES STAPLETON
Chief Risk OfficerCRD 7048134
Contacts
3 of 4William Johnson
Sales TraderCRD 7815170
Yonatan Haile
OperationsCRD 7826875
JAMES DOHERTY
Principal Operations OfficerCRD 4197747
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
New York, NY
NEW YORK
Location
New York, NY
Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- NEW YORK
- Address
- 140 E 45th St
- Time zone
- ET (UTC-5)
- Office locations
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