WINTERFLOOD SECURITIES US CORPORATION

Broker-DealerFINRA MemberEst. 2019
Total AUM
Advisory reps
7
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
299110
Registered since
August 20, 2019

Firm profile

FINTRX

Overview

Winterflood Securities US Corporation is organized as a corporation and appears on SEC records as having registered in 2019. Ownership is indicated as a combination of a foreign entity and an individual. The firm is categorized as "Unclassified" in the provided dataset, and the record flags it as not operating as a capital allocator. The profile also notes that Winterflood is not identified as an active ESG investor, is not a multi-state adviser, is not a pension consultant, and is not listed as a related adviser. The source material does not include descriptions of the firm's advisory offerings, fee structure, client types, or typical business activities, so there is limited visibility into how the firm positions its services or the client segments it targets.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 3
  • Adriana Blanco Marquez

    Chief Compliance OfficerCRD 7778003

  • SIMON MARK RAFFERTY

    Chief Finance OfficerCRD 7047860

  • JAMES STAPLETON

    Chief Risk OfficerCRD 7048134

Contacts

3 of 4
  • William Johnson

    Sales TraderCRD 7815170

  • Yonatan Haile

    OperationsCRD 7826875

  • JAMES DOHERTY

    Principal Operations OfficerCRD 4197747

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Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

FINTRX

Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
140 E 45th St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth