Stonington Corporation

Broker-DealerFINRA MemberEst. 1995
Total AUM
Advisory reps
1
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
35917
Registered since
June 27, 1995

Firm profile

FINTRX

Overview

Stonington Corporation is registered with the SEC and has been on file since 1995. The firm is organized as a corporation and is identified in FINTRX as being owned by an individual. The profile is limited: the vendor classifies Stonington as “Unclassified” and does not report discrete business or advisory activities, client segments, or fee arrangements. Regulatory and operational flags in the FINTRX snapshot point to a narrow footprint: the firm is not marked as a multi-state adviser, not newly formed, and is not identified as a pension consultant or a related adviser. FINTRX also notes that Stonington is not a capital allocator and is not flagged as an active ESG investor. Those attributes, combined with the lack of disclosed business details, suggest a small or low‑profile advisory operation rather than a multi-product RIA platform. The firm’s FINTRX entry contains significant information gaps. No client, account, or assets-under-management figures are reported, and there is no public listing of investment holdings, strategies, or alternative investments. The provider also indicates that the firm has not supplied information about activities or external affiliations. FINTRX does list two office locations for Stonington Corporation but does not provide addresses or geographic detail. If you need to evaluate Stonington for potential partnership or capital deployment, plan to obtain primary documentation directly from the firm—recent Form ADV, sample client agreements, and a current organizational chart will be necessary to understand client types, fee structure, and any allocation authority the firm exercises.

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • William Forster

    CEOCRD 2450089

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

FINTRX

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
342 W 22nd St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth