WINDWARD PRIVATE WEALTH MANAGEMENT INC.
Firm details
- Headquarters
- OVERLAND PARK, Kansas
- CRD number
- 113761
- Registered since
- May 12, 2014
- Website
- www.windwardfp.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- HNWI76.13%
- Individuals22.09%
- Pension & Profit Sharing Plans1.49%
- Charitable Organizations0.29%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Windward Private Wealth Management Inc. is an independent, SEC‑registered advisory corporation (registered in 2014) that serves individual and family clients as well as institutional and business accounts. The firm offers fee-based financial planning and portfolio management services, charging a mix of percentage‑of‑AUM and fixed fees. Its advisory scope covers financial planning and discretionary portfolio management for individuals, small businesses, and institutional/business clients. Windward does not appear to operate as a capital allocator or run pooled private funds, and it is not identified as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds97%
- Cash & Cash Equivalents2%
- Exchange Traded Equities1%
Owners & executives
3 of 3EMILY PETTY
Chief Operations OfficerCRD 6239982
ANDREW OSBORNE
CEOCRD 5865396
BRAD HARRISON
Chief Compliance OfficerCRD 7519789
Contacts
3 of 9LISA TIERNEY
TrusteeCRD 7081171
GAYLE OSBORNE
TrusteeCRD 7081176
BRANDY WARD
Wealth ManagerCRD 6364304
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 43Active vs passive
$289M in ETFs
97%
$281M
0%
$7.8M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD SHORT-TERM BOND INDEX FUND (BSV) | Vanguard | Passive | Short Term Bond | $66.1M | 843,187 | 22.86% |
Location
OVERLAND PARK, KS
JOHNSON
Location
OVERLAND PARK, KS
Headquartered in OVERLAND PARK, KS, anchoring the Kansas City-Overland Park-Kansas City, MO-KS metro in the Midwest.
- Metro area
- Kansas City-Overland Park-Kansas City, MO-KS
- Region
- Midwest
- County
- JOHNSON
- Address
- 10955 Lowell Ave
- Time zone
- CT (UTC-6)
- Office locations
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