FORTUNE FINANCIAL ADVISORS, LLC

RIASEC RegisteredEst. 2013
Total AUM
$323M
Discretionary
$313M
97% of AUM
Avg account
$529K
Accounts
610
Employees
6
Advisory reps
6

Firm details

Headquarters
OVERLAND PARK, Kansas
CRD number
145799
Registered since
November 14, 2013
Website
fortunefinancialadvisors.com
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI69.88%
  • Corporations / Businesses18.84%
  • Individuals11.27%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Fortune Financial Advisors, LLC is an independent registered investment adviser organized as an LLC and operating since 2013. The firm serves individual and family clients, along with small business portfolio management, and combines financial planning with discretionary portfolio management. Compensation mixes an assets-under-management percentage with hourly and fixed-fee arrangements. Fortune Financial Advisors does not self-identify as an ESG investor, nor does it describe itself as a multi-state adviser or pension consultant.

Assets & Accounts

Public Holdings

Investments & Alternatives

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 73%, US Government Bonds 11%, Public Funds/Mutual Funds 10%, Cash & Cash Equivalents 5%, Non-Exchange Traded Equities 1%, Other 1%73%
  • Exchange Traded Equities73%
  • US Government Bonds11%
  • Public Funds/Mutual Funds10%
  • Cash & Cash Equivalents5%
  • Non-Exchange Traded Equities1%

Contacts

3 of 6

  • ROXANNA NOLAND

    Partner, Operations ManagerCRD 2807118

  • LAWRENCE HAMTIL

    PrincipalCRD 5000996

  • DENNIS WALLACE

    PrincipalCRD 1971959

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 51

Active vs passive

$62.3M in ETFs

Passive

91%

$56.8M

Active

7%

$5.5M

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES MSCI USA MIN VOL FACTOR ETF (USMV)BlackRockPassiveLarge Blend$11.8M127,07918.92%
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Location

Primary office

OVERLAND PARK, KS

JOHNSON

Location

OVERLAND PARK, KS

Headquartered in OVERLAND PARK, KS, anchoring the Kansas City-Overland Park-Kansas City, MO-KS metro in the Midwest.

Metro area
Kansas City-Overland Park-Kansas City, MO-KS
Region
Midwest
County
JOHNSON
Address
11600 College Blvd
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth