S&A FINANCIAL SERVICES, INC.
Firm details
- Headquarters
- OVERLAND PARK, Kansas
- CRD number
- 110471
- Registered since
- February 10, 2000
- Website
- safinancialservices.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges
- Client types
- Individuals47.44%
- HNWI41.63%
- Pension & Profit Sharing Plans7.96%
- Corporations / Businesses2.98%
- Services
- Financial PlanningPortfolio Management for IndividualsPension Consulting
Firm profile
FINTRXOverview
S&A Financial Services, Inc. operates as an independent registered investment advisor (SEC-registered since 2000) under individual ownership. The firm serves a mix of individual and family clients as well as institutional relationships, offering financial planning, portfolio management for individuals and small businesses, and pension consulting services. Its fees are charged both as a percentage of assets under management and on an hourly basis. The firm does not market itself as an active ESG investor and is not reported as a multi-state adviser or a capital allocator.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds73%
- Exchange Traded Equities10%
- US Government Bonds10%
- Cash & Cash Equivalents5%
- Other2%
Contacts
3 of 4GREGORY SHEPARD
Investment AdvisorCRD 4126464
CRAIG RICHARDS
Investment AdvisorCRD 1843427
FRANK SHEPARD
Founder & PresidentCRD 836342
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 72Active vs passive
$156M in ETFs
75%
$117M
24%
$38.7M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES 0-5 YEAR HIGH YIELD CORPORATE BOND ETF (SHYG) | BlackRock | Passive | High Yield Bond | $11.6M | 274,785 | 7.45% |
Location
OVERLAND PARK, KS
JOHNSON
Location
OVERLAND PARK, KS
Headquartered in OVERLAND PARK, KS, anchoring the Kansas City-Overland Park-Kansas City, MO-KS metro in the Midwest.
- Metro area
- Kansas City-Overland Park-Kansas City, MO-KS
- Region
- Midwest
- County
- JOHNSON
- Address
- 8655 College Blvd
- Time zone
- CT (UTC-6)
- Office locations
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