S&A Financial Services, Inc.
Firm details
- Headquarters
- Overland Park, Kansas
- CRD number
- 110471
- Registered since
- February 10, 2000
- Website
- safinancialservices.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges
- Client types
- Individuals47.44%
- HNWI41.63%
- Pension & Profit Sharing Plans7.96%
- Corporations / Businesses2.98%
- Services
- Financial PlanningPortfolio Management for IndividualsPension Consulting
Firm profile
FINTRXOverview
S&A Financial Services, Inc. is an independent registered investment adviser that has been SEC-registered since 2000 and is owned by an individual. The firm serves both individual and family clients as well as institutional relationships, offering financial planning, portfolio management for individuals and small businesses, and pension consulting. Its compensation model is a mix of percentage-of-AUM fees and hourly charges. The firm is not flagged as an active ESG investor, is not classified as a multi-state adviser, and does not function as a capital allocator. Advisory activity centers on traditional wealth-management services rather than large-scale alternative fund sourcing or proprietary product manufacturing.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds73%
- Exchange Traded Equities10%
- US Government Bonds10%
- Cash & Cash Equivalents5%
- Other2%
Contacts
3 of 4
Gregory Shepard
President and Investment AdvisorCRD 4126464
Frank Shepard
Founder & PresidentCRD 836342
Craig Richards
Investment AdvisorCRD 1843427
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 144Active vs passive
$349M in ETFs
74%
$259M
25%
$89.7M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES 0-5 YEAR HIGH YIELD CORPORATE BOND ETF (SHYG) | BlackRock | Passive | High Yield Bond | $11.9M | 280,282 | 3.41% |
Location
Overland Park, KS
Johnson
Location
Overland Park, KS
Headquartered in Overland Park, KS, anchoring the Kansas City-Overland Park-Kansas City, MO-KS metro in the Midwest.
- Metro area
- Kansas City-Overland Park-Kansas City, MO-KS
- Region
- Midwest
- County
- Johnson
- Address
- 8655 College Blvd
- Time zone
- CT (UTC-6)
- Office locations
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