PROVIDENCE FINANCIAL ADVISORS, LLC

RIASEC RegisteredEst. 2023

Total AUM

$428M

Discretionary

$426M

100% of AUM

Avg account

$766K

Accounts

559

Employees

Advisory reps

Firm details

Headquarters: OVERLAND PARK, Kansas
CRD number: 124839
Registered since: January 12, 2023
Website: www.pfa-llc.com
Custodians: CHARLES SCHWAB & CO., INC., FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees, Other
Client types: Charitable Organizations50.59%
HNWI34.34%
Individuals8.71%
Other Investment Advisers6.36%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Providence Financial Advisors, LLC is an independent registered investment adviser formed as an LLC and owned by an individual principal. The firm serves both individual and family clients and institutional clients, offering financial planning, portfolio management for individuals and small businesses, portfolio management for businesses or institutions, pension-related services, and selection of other advisers. Providence acts as a capital allocator and charges fees on a mix of basis points of assets under management, hourly rates, fixed fees and other arrangements. It does not list itself as an active ESG investor. The adviser is SEC-registered (since 2023) and appears set up to combine discretionary portfolio management with advisory and consultant engagements. The firm notes selection of third-party managers among its activities, indicating use of external managers alongside in-house management and planning work.