Providence Financial Advisors, LLC

RIASEC Registered

Total AUM

$428M

Discretionary

$426M

100% of AUM

Avg account

$766K

Accounts

559

Employees

Advisory reps

Firm details

Headquarters: Overland Park, Kansas
CRD number: 124839
Registered since: January 12, 2023
Website: www.pfa-llc.com
Custodians: CHARLES SCHWAB & CO., INC., FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees, Other
Client types: Charitable Organizations50.59%
HNWI34.34%
Individuals8.71%
Other Investment Advisers6.36%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Providence Financial Advisors, LLC is an independent registered investment adviser organized as an LLC and registered with the SEC in 2023. The firm is owned by an individual and positions itself as a capital allocator serving both individual and family clients as well as institutional accounts. Its advisory services include comprehensive financial planning, portfolio management for individuals and small businesses, portfolio management for businesses or institutions, pension consulting services, and the selection of other advisers. Fees are assessed in a mix of percentage-of-AUM, hourly, fixed-fee and other arrangements. Providence does not identify as an active ESG investor.