Providence Financial Advisors, LLC

RIASEC RegisteredEst. 2023

Total AUM

$428M

Discretionary

$426M

100% of AUM

Avg account

$766K

Accounts

559

Employees

Advisory reps

Firm details

Headquarters: Overland Park, Kansas
CRD number: 124839
Registered since: January 12, 2023
Website: www.pfa-llc.com
Custodians: CHARLES SCHWAB & CO., INC., FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees, Other
Client types: Charitable Organizations50.59%
HNWI34.34%
Individuals8.71%
Other Investment Advisers6.36%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Providence Financial Advisors, LLC is an independent, individual-owned registered investment adviser organized as an LLC and SEC-registered in 2023. It positions itself as a capital allocator serving both individual and family clients as well as institutional accounts. The firm provides a mix of financial planning and discretionary portfolio management for individuals, small businesses, and institutions, and it also offers pension consulting and the selection of third-party advisers. Its fee arrangements include percentage-of-AUM billing as well as hourly and fixed-fee options. Providence does not identify as an active ESG investor. The firm reports operating under a single-state registration model rather than as a multi-state adviser.