WIN TEAM ADVISORY SERVICES

Overview

WIN Team Advisory Services is a small, fee-based wealth manager that combines registered‑rep and insurance brokerage capabilities with advisory services aimed at individuals, families and select institutional clients. The firm is SEC-registered (since 2008), is organized as a corporation with individual ownership, and bills advisory fees as a percentage of assets under management. Its advisory mandate is primarily discretionary portfolio management for individuals and small businesses, and the firm also acts as a capital allocator through selection of other advisers and third‑party managers. Business activity filings list dual roles: registered representative of a broker‑dealer and insurance broker. That mix implies the firm routinely blends traditional investment management with insurance-based solutions when structuring client portfolios. WIN Team Advisory Services is not an active ESG investor, operates under a single-state registration profile, and reports no pension consulting or related-adviser arrangements.

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Investments & Alternatives

Location & Offices