LEGACY & WEALTH FINANCIAL ADVISORS

Overview

Legacy & Wealth Financial Advisors is an independent registered investment adviser that focuses on serving individuals, families and small-business owners. The firm delivers financial planning and portfolio management, charging clients primarily on a percentage-of-AUM basis with the option of hourly fees for planning work. Investment activity centers on pooled public vehicles for core exposure, while alternatives are accessed via third‑party managers rather than an in‑house capital allocation platform. The adviser does not position itself as an ESG investor and its client base and operations are concentrated rather than broadly multi‑state or institutional. Portfolio construction appears centered on diversified mutual‑fund sleeves for equity and fixed income, supplemented by targeted allocations to hedge funds and real estate through external managers. The firm also uses annuities and corporate debt to meet income and liability‑management objectives for clients who need guaranteed income features or enhanced fixed‑income exposure.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices