WIMMER ASSOCIATES LLC

RIASEC RegisteredEst. 2004
Total AUM
$476M
Discretionary
$468M
98% of AUM
Avg account
$3.2M
Accounts
151
Employees
4
Advisory reps
3

Firm details

Headquarters
PASADENA, California
CRD number
125243
Registered since
January 22, 2004
Website
www.wimmerassociates.com
Custodians
CHARLES SCHWAB & CO., INC., NATIONAL FINANCIAL SERVICES LLC
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI92.52%
  • Individuals3.6%
  • Charitable Organizations1.74%
  • Other1.72%
  • Corporations / Businesses0.43%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPublication of Periodicals

Firm profile

FINTRX

Overview

Wimmer Associates LLC is an independent, SEC-registered registered investment adviser organized as an LLC and operating since 2004. The firm serves individuals and families and is owned by an individual principal. Its fee model combines asset-based fees with the option for hourly billing and fixed-fee engagements. Core advisory services include financial planning and discretionary portfolio management for individuals, small businesses and institutional clients, and the firm also produces periodic publications or newsletters. Wimmer does not identify as an ESG-focused investor and is not registered as a multi-state adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 52%, US Government Bonds 15%, Public Funds/Mutual Funds 13%, Investment Grade Corp Bonds 11%, Cash & Cash Equivalents 8%, State & Local Bonds 1%52%
  • Exchange Traded Equities52%
  • US Government Bonds15%
  • Public Funds/Mutual Funds13%
  • Investment Grade Corp Bonds11%
  • Cash & Cash Equivalents8%

Contacts

3 of 3

  • KATHERINE WIMMER

    PresidentCRD 2053433

  • WARREN WIMMER

    Research AnalystCRD 4630185

  • KATHRYN KENNEY

    Vice President of OperationsCRD 1173519

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 20

Active vs passive

$48.1M in ETFs

Passive

76%

$36.7M

Active

0%

$11.4M

ETFProviderStyleCategoryValueShares% of portfolio
VANGUARD DIVIDEND APPRECIATION INDEX FUND (VIG)Vanguard$10.2M47,30821.15%
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Location

Primary office

PASADENA, CA

LOS ANGELES

Location

PASADENA, CA

Headquartered in PASADENA, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
LOS ANGELES
Address
155 N Lake Ave
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth