LK&A INVESTMENT COUNSEL
Firm details
- Headquarters
- PASADENA, California
- CRD number
- 106635
- Registered since
- August 16, 1985
- Website
- lkainvestments.com
- Custodians
- U.S. BANK, N.A., CHARLES SCHWAB & CO., INC., FIDELITY DISTRIBUTORS COMPANY LLC
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- HNWI97.32%
- Individuals1.81%
- Charitable Organizations0.88%
- Services
- Portfolio Management for Individuals
Firm profile
FINTRXOverview
Lk&A Investment Counsel is a small, privately owned corporate RIA that has been SEC-registered since 1985. The firm serves both individual and family clients as well as institutional accounts, and its advisory work centers on portfolio management for individuals and small businesses. Compensation is typically a percentage of assets under management, with the firm also charging fixed fees in some engagements. Lk&A reports that it is not an active ESG investor, is not a multi-state adviser, and does not operate as a pension consultant or related adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities76%
- US Government Bonds12%
- State & Local Bonds7%
- Cash & Cash Equivalents4%
- Investment Grade Corp Bonds1%
Owners & executives
1 of 1NICHOLAS WELSH
CEOCRD 2289695
Contacts
1 of 1MICHAEL STEWART
Portfolio ManagerCRD 4413814
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 1Active vs passive
$33.8K in ETFs
100%
$33.8K
0%
$0
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| SPDR S&P 500 ETF TRUST (SPY) | State Street | Passive | Large Blend | $33.8K | 52 | 100.00% |
Location
PASADENA, CA
LOS ANGELES
Location
PASADENA, CA
Headquartered in PASADENA, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.
- Metro area
- Los Angeles-Long Beach, CA
- Region
- West
- County
- LOS ANGELES
- Address
- 199 S Los Robles Ave
- Time zone
- PT (UTC-8)
- Office locations
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