WILMINGTON TRUST INVESTMENT MANAGEMENT

RIASEC RegisteredEst. 1992
Total AUM
$141M
Discretionary
$141M
100% of AUM
Avg account
$1.9M
Accounts
74
Employees
36
Advisory reps
11

Firm details

Headquarters
WILMINGTON, Delaware
CRD number
19396
Registered since
March 24, 1992
Custodians
FIDELITY DISTRIBUTORS COMPANY LLC, J.P. MORGAN SECURITIES INC., THE NORTHERN TRUST INTERNATIONAL BANKING CORPORATION, TD BANK, CHARLES SCHWAB & CO., INC., UBS FINANCIAL SERVICES INC.
Fee structure
Percentage of AUM
Client types
  • Individuals100%
Services
Portfolio Management for Individuals

Firm profile

FINTRX

Overview

Wilmington Trust Investment Management is an LLC that has been SEC-registered since 1992 and primarily serves individual and family clients. The firm provides portfolio management for individuals and small businesses and charges fees as a percentage of assets under management. It does not self-identify as an active ESG investor, is not a multi-state adviser, and is not newly formed. The firm reports a range of industry relationships that support its service model, including ties to broker-dealers, other investment advisers, CPO/CTA activity, banking or thrift institutions, trust company capabilities, insurance company connections, and roles as sponsor or managing member of pooled investment vehicles. Those affiliations suggest access to custody, trust, and product structuring resources alongside its advisory practice.

Assets & Accounts

Investments & Alternatives

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 45%, Exchange Traded Equities 22%, State & Local Bonds 21%, Cash & Cash Equivalents 9%, Investment Grade Corp Bonds 2%, US Government Bonds 1%45%
  • Public Funds/Mutual Funds45%
  • Exchange Traded Equities22%
  • State & Local Bonds21%
  • Cash & Cash Equivalents9%
  • Investment Grade Corp Bonds2%

Owners & executives

3 of 5
  • Andrew Baldauf

    Chief Compliance OfficerCRD 1554676

  • LUKE TILLEY

    Chief EconomistCRD 6455008

  • MICHAEL KEANE

    Chief Operating OfficerCRD 5630279

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Contacts

3 of 6
  • JOHN KELLEY

    PresidentCRD 4868529

  • Gerald Baker

    Elected ManagerCRD 7944101

  • MATTHEW GLASER

    Global Head of EquitiesCRD 2652525

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

WILMINGTON, DE

NEW CASTLE

Location

WILMINGTON, DE

Headquartered in WILMINGTON, DE, anchoring the Philadelphia-Reading-Camden, PA-NJ-DE-MD metro in the South.

Metro area
Philadelphia-Reading-Camden, PA-NJ-DE-MD
Region
South
County
NEW CASTLE
Address
N Market St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth