THIRD SIGMA INVESTMENT ADVISORS LLC

RIASEC RegisteredEst. 2022
Total AUM
$98.8M
Discretionary
$68.7M
70% of AUM
Avg account
$760K
Accounts
130
Employees
4
Advisory reps
4

Firm details

Headquarters
WILMINGTON, Delaware
CRD number
151188
Registered since
March 30, 2022
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM
Client types
  • HNWI43.98%
  • Charitable Organizations29.69%
  • Pension & Profit Sharing Plans24.32%
  • Individuals2.01%
Services
Portfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingPublication of PeriodicalsEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Third Sigma Investment Advisors LLC is an SEC-registered investment adviser organized as an LLC and first registered in 2022. The firm serves both individual/family and institutional clients, charging fees based on a percentage of assets under management. Its advisory services include discretionary portfolio management for individuals and small businesses, portfolio management for businesses or institutions, pension consulting, and investor education through newsletters and seminars. The firm does not identify as an active ESG investor and is not described as a capital allocator in its filings.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 65%, Cash & Cash Equivalents 13%, Other 11%, US Government Bonds 7%, Exchange Traded Equities 3%, Non-Exchange Traded Equities 1%65%
  • Public Funds/Mutual Funds65%
  • Cash & Cash Equivalents13%
  • Other11%
  • US Government Bonds7%
  • Exchange Traded Equities3%

Contacts

3 of 4
  • GEORGE CONES

    FounderCRD 2477228

  • Antonio DeSano

    Financial AdvisorCRD 5910283

  • RYAN MALLOCH

    Managing Partner, Financial AdvisorCRD 4017541

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

WILMINGTON, DE

NEW CASTLE

Location

WILMINGTON, DE

Headquartered in WILMINGTON, DE, anchoring the Philadelphia-Reading-Camden, PA-NJ-DE-MD metro in the South.

Metro area
Philadelphia-Reading-Camden, PA-NJ-DE-MD
Region
South
County
NEW CASTLE
Address
700 N Clayton St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth