Stratfi

RIASEC RegisteredEst. 2025
Total AUM
$115M
Discretionary
$115M
100% of AUM
Avg account
$402K
Accounts
286
Employees
2
Advisory reps
2

Firm details

Headquarters
Wilmington, Delaware
CRD number
164744
Registered since
July 31, 2025
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges
Client types
  • HNWI86.16%
  • Individuals13.76%
  • Corporations / Businesses0.09%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsMarket Timing Services

Firm profile

FINTRX

Overview

Stratfi is an independent, LLC-structured registered investment adviser that serves individual and family clients. The firm is SEC-registered (2025) and owned by an individual principal. Its advisory services emphasize financial planning and discretionary portfolio management for individuals, small businesses, and institutions, and its scope includes market-timing services. Stratfi bills clients using a percentage-of-AUM schedule and also charges hourly fees for certain services. It does not present itself as a capital allocator, is not an active ESG investor, and is not registered as a multi-state adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 86%, Cash & Cash Equivalents 14%86%
  • Exchange Traded Equities86%
  • Cash & Cash Equivalents14%

Contacts

2 of 2
  • James Lee

    James Lee

    FounderCRD 2156828

  • Jaan Larkin

    Data AnalystCRD 7987486

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Wilmington, DE

New Castle

Location

Wilmington, DE

Headquartered in Wilmington, DE, anchoring the Philadelphia-Reading-Camden, PA-NJ-DE-MD metro in the South.

Metro area
Philadelphia-Reading-Camden, PA-NJ-DE-MD
Region
South
County
New Castle
Address
1201 N Orange St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth