Willow Cove Investment Group, Inc.

Broker-DealerFINRA MemberEst. 2001
Total AUM
Advisory reps
7
Avg account
$0

Firm details

Headquarters
Winneconne, Wisconsin
CRD number
107824
Registered since
March 26, 2001

Firm profile

FINTRX

Overview

Willow Cove Investment Group, Inc. is organized as a corporation and has been SEC-registered since 2001. FINTRX classifies the firm as unclassified and lists the owner type as a combination of a domestic entity and an individual. The profile indicates the firm is not identified as a capital allocator, not an active ESG investor, and not a pension consultant. It is also marked as not being a multi-state adviser, not newly formed, and not documented as a related adviser. FINTRX does not populate fields for the firm's client base, fee structure, or specific advisory activities in the available snapshot, so public details on client segments served or service offerings are not represented in this dataset.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 7
  • James Brogan

    Financial AdvisorCRD 1262111

  • Richard Riva

    Richard Riva

    Wealth AdvisorCRD 2157887

  • Richard Rock

    Richard Rock

    Senior Vice President, Investment AdvisorCRD 2779692

Unlock 4 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

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Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Winneconne, WI

Winnebago

Location

Winneconne, WI

Headquartered in Winneconne, WI, anchoring the Appleton-Oshkosh-Neenah, WI metro in the Midwest.

Metro area
Appleton-Oshkosh-Neenah, WI
Region
Midwest
County
Winnebago
Address
5887 T Bar Ln
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth