Willow Cove Investment Group, Inc.

Broker-DealerFINRA MemberEst. 2001
Total AUM
—
Advisory reps
7
Avg account
$0

Firm details

Headquarters
Winneconne, Wisconsin
CRD number
107824
Registered since
March 26, 2001

Firm profile

FINTRX

Overview

Willow Cove Investment Group, Inc. is organized as a corporation and has been SEC-registered since 2001. Reported ownership is split between a domestic entity and an individual. The firm is classified as unclassified in the source profile. The profile indicates Willow Cove Investment Group, Inc. does not operate as a capital allocator and is not identified as an active ESG investor. It is not listed as a multi-state adviser, was not newly formed at the time of registration, and is not described as a pension consultant or a related adviser. Publicly supplied fields for the firm’s client base, fee structure, business activities and core advisory activities are not populated in the source profile, so the firm’s client mix and service offering are not detailed there.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 7
  • Richard Rock

    Richard Rock

    Senior Vice President, Investment AdvisorCRD 2779692

  • Richard Riva

    Richard Riva

    Wealth AdvisorCRD 2157887

  • Michael Frager

    Michael Frager

    Investment AdvisorCRD 1230622

Unlock 4 more contacts →

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Winneconne, WI

Winnebago

Location

Winneconne, WI

Headquartered in Winneconne, WI, anchoring the Appleton-Oshkosh-Neenah, WI metro in the Midwest.

Metro area
Appleton-Oshkosh-Neenah, WI
Region
Midwest
County
Winnebago
Address
5887 T Bar Ln
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth