Williams & Novak Wealth Management, LLC

RIASEC RegisteredEst. 2023
Total AUM
$343M
Discretionary
$343M
100% of AUM
Avg account
$331K
Accounts
1,036
Employees
8
Advisory reps
4

Firm details

Headquarters
Westlake Village, California
CRD number
324173
Registered since
July 6, 2023
Custodians
NATIONAL FINANCIAL SERVICES LLC, ALTRUIST FINANCIAL LLC
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI86.94%
  • Individuals10.52%
  • Pension & Profit Sharing Plans2.28%
  • Charitable Organizations0.26%
Services
Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other AdvisersPublication of PeriodicalsEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Williams & Novak Wealth Management, LLC is an independent, individually owned registered investment adviser that operates as a capital allocator for both individuals/families and institutional clients. The firm is SEC-registered (2023) and offers a mix of fee arrangements including percentage of AUM, hourly charges, and fixed fees. Core advisory services include financial planning, portfolio management for individuals and small businesses, pension consulting support, third-party manager selection, and client education through published materials and workshops. The firm also conducts insurance brokerage and accounting activities and maintains affiliations with broker-dealers and insurance companies. Williams & Novak does not position itself as an ESG-focused investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 67%, Cash & Cash Equivalents 18%, Exchange Traded Equities 11%, State & Local Bonds 3%, Investment Grade Corp Bonds 1%67%
  • Public Funds/Mutual Funds67%
  • Cash & Cash Equivalents18%
  • Exchange Traded Equities11%
  • State & Local Bonds3%
  • Investment Grade Corp Bonds1%

Contacts

3 of 4
  • Tanya Escobedo

    Tanya Escobedo

    Senior Operations ManagerCRD 1472296

  • Jacob Williams

    Jacob Williams

    Co-Founder, Senior Wealth ManagerCRD 4330553

  • Daniel Novak

    Daniel Novak

    Co-Founder, Senior Wealth ManagerCRD 6348004

Unlock 1 more contacts →

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 84

Active vs passive

$113M in ETFs

Passive

62%

$70.2M

Active

37%

$43M

ETFProviderStyleCategoryValueShares% of portfolio
PIMCO RAFI DYNAMIC MULTI-FACTOR US EQUITY ETF (MFUS)PIMCOPassiveLarge Value$10M149,1148.84%
Unlock additional holdings →

Location

Primary office

Westlake Village, CA

Ventura

Location

Westlake Village, CA

Headquartered in Westlake Village, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
Ventura
Address
2625 Townsgate Rd
Time zone
PT (UTC-8)
Office locations

Similar firms

Sherwood Financial Partners, LLC

RIA

Westlake Village, CA

AUM $294MTEAM 6REPS 3

Oak Asset Management, LLC

RIA

Westlake Village, CA

AUM $414MTEAM 4REPS 4

Village Wealth Advisors

RIA

Westlake Village, CA

AUM $258MTEAM 3REPS 4

Winters Financial Group, Inc.

RIA

Westlake Village, CA

AUM $252MTEAM 3REPS 3

Fischer Investment Strategies, LLC

RIA

Westlake Village, CA

AUM $252MTEAM 5REPS 3

Calabasas Advisory Group, LLC

RIA

Westlake Village, CA

AUM $250MTEAM 2REPS 2
More RIAs in Westlake Village →All California RIAs →