Williams & Novak Wealth Management, LLC

RIASEC Registered

Total AUM

$343M

Discretionary

$343M

100% of AUM

Avg account

$331K

Accounts

1,036

Employees

Advisory reps

Firm details

Headquarters: Westlake Village, California
CRD number: 324173
Registered since: July 6, 2023
Custodians: NATIONAL FINANCIAL SERVICES LLC, ALTRUIST FINANCIAL LLC
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: HNWI86.94%
Individuals10.52%
Pension & Profit Sharing Plans2.28%
Charitable Organizations0.26%
Services: Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other AdvisersPublication of PeriodicalsEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Williams & Novak Wealth Management, LLC is an independent, owner-operated registered investment adviser that began SEC registration in 2023. The firm positions itself as a capital allocator for both individual/family and institutional clients, delivering fee models that include percentage-of-AUM, hourly engagements, and fixed-fee arrangements. Beyond investment advisory, the firm also operates as an insurance broker and provides accounting services. Advisory services span comprehensive financial planning, portfolio management for individuals and small businesses, pension consulting, selection of outside managers, plus client education through newsletters and seminars. The firm reports active engagement with ESG factors in its investment process and maintains industry ties that include broker‑dealer and insurance company relationships.