Williams & Novak Wealth Management, LLC

RIASEC RegisteredEst. 2023

Total AUM

$343M

Discretionary

$343M

100% of AUM

Avg account

$331K

Accounts

1,036

Employees

Advisory reps

Firm details

Headquarters: Westlake Village, California
CRD number: 324173
Registered since: July 6, 2023
Custodians: NATIONAL FINANCIAL SERVICES LLC, ALTRUIST FINANCIAL LLC
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: HNWI86.94%
Individuals10.52%
Pension & Profit Sharing Plans2.28%
Charitable Organizations0.26%
Services: Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other AdvisersPublication of PeriodicalsEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Williams & Novak Wealth Management, LLC is an independent registered investment adviser that began SEC registration in 2023 and is owned by an individual. The firm serves both individual and family clients as well as institutional clients and describes itself as a capital allocator that selects third‑party managers. Its advisory offerings include financial planning, portfolio management for individuals and small businesses, pension consulting, manager selection, and client education through publications and workshops. The business also operates as an insurance broker and provides accounting services. Fee arrangements are flexible and include asset‑based fees, hourly billing and fixed fees. Williams & Novak does not identify as an active ESG investor and does not market itself as a multistate adviser.