WILLIAM HOWARD & CO. FINANCIAL ADVISORS, INC.

RIASEC RegisteredEst. 1988
Total AUM
$342M
Discretionary
$326M
95% of AUM
Avg account
$630K
Accounts
543
Employees
10
Advisory reps
6

Firm details

Headquarters
MEMPHIS, Tennessee
CRD number
105959
Registered since
January 28, 1988
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI89.96%
  • Individuals9.81%
  • Pension & Profit Sharing Plans0.23%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsEducational Seminars / Workshops

Firm profile

FINTRX

Overview

William Howard & Co Financial Advisors, Inc. is an independent registered investment adviser organized as a corporation and in operation since 1988. The firm serves both individual and family clients as well as institutional relationships, offering financial planning and portfolio management for individuals, small businesses, and larger business or institutional clients. Advisory services also include educational seminars and workshops. Compensation is drawn from a mix of percentage-of-AUM fees alongside hourly and fixed-fee engagements. FINTRX flags the firm as not being an active ESG investor and not designated as a multi-state adviser on its filing.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 78%, US Government Bonds 12%, Cash & Cash Equivalents 6%, Non-Exchange Traded Equities 4%, State & Local Bonds 1%, Investment Grade Corp Bonds 1%, Private Funds 1%78%
  • Public Funds/Mutual Funds78%
  • US Government Bonds12%
  • Cash & Cash Equivalents6%
  • Non-Exchange Traded Equities4%
  • State & Local Bonds1%

Contacts

3 of 6
  • HEATHER COULTER

    Financial PlannerCRD 4207040

  • WILLIAM HOWARD

    PresidentCRD 1040874

  • RANDAL ELLZEY

    Vice PresidentCRD 1706555

Unlock 3 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 45

Active vs passive

$118M in ETFs

Passive

99%

$117M

Active

1%

$1.5M

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES CORE S&P 500 ETF (IVV)BlackRockPassiveLarge Blend$26.3M40,32922.31%

Location

Primary office

MEMPHIS, TN

SHELBY

Location

MEMPHIS, TN

Headquartered in MEMPHIS, TN, anchoring the Memphis-Forrest City, TN-MS-AR metro in the South.

Metro area
Memphis-Forrest City, TN-MS-AR
Region
South
County
SHELBY
Address
6410 Poplar Ave
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth