WHISTON ASSET MANAGEMENT

RIASEC Registered
Total AUM
$21M
Discretionary
$21M
100% of AUM
Avg account
$456K
Accounts
46
Employees
1
Advisory reps
1

Firm details

Headquarters
New York, New York
CRD number
118691
Fee structure
Percentage of AUM, Hourly Charges, Performance Based Fees
Client types
  • HNWI95.34%
  • Individuals4.66%
Services
Portfolio Management for Individuals

Firm profile

FINTRX

Overview

Whiston Asset Management is a small, privately owned corporate advisory practice that serves individual and family clients. The firm combines portfolio management for individuals and small businesses with insurance brokerage capabilities, including annuity placement. Its fee arrangements are mixed: it charges a percentage of assets under management, can bill hourly, and may apply performance-based fees on certain engagements. Whiston is not positioned as a multi-state adviser, does not identify as an active ESG investor, and does not operate as a capital allocator or pension consultant.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 60%, US Government Bonds 10%, Cash & Cash Equivalents 10%, Non-Exchange Traded Equities 5%, State & Local Bonds 5%, Investment Grade Corp Bonds 5%60%
  • Exchange Traded Equities60%
  • US Government Bonds10%
  • Cash & Cash Equivalents10%
  • Non-Exchange Traded Equities5%
  • State & Local Bonds5%

Contacts

1 of 1
  • STEPHANIE WHISTON

    PresidentCRD 1592958

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
445 Park Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth