VALUEWORKS, LLC

RIASEC RegisteredEst. 2001

Total AUM

$577M

Discretionary

$577M

100% of AUM

Avg account

$6.8M

Accounts

Employees

Advisory reps

Firm details

Headquarters: New York, New York
CRD number: 116850
Registered since: October 26, 2001
Website: www.valueworksllc.com
Custodians: PERSHING LLC, CHARLES SCHWAB & CO., INC., RBC CAPITAL MARKETS, LLC
Fee structure: Percentage of AUM, Performance Based Fees
Client types: Pooled Investment Vehicles76.3%
HNWI18.2%
Individuals3.16%
Charitable Organizations1.94%
Corporations / Businesses0.41%
Services: Portfolio Management for IndividualsPortfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

Valueworks, LLC is an SEC-registered investment adviser formed in 2001 and organized as a limited liability company. The firm is classified as a hedge fund and serves both high-net-worth individuals/families and institutional clients. Its advisory practice includes portfolio management for individuals and small businesses as well as management of pooled investment vehicles; the firm also acts as sponsor, general partner and managing member for pooled funds. Compensation across mandates includes a percentage-of-AUM fee and performance-based fees. Valueworks does not identify as an active ESG investor, is not a multi-state adviser, and is not positioned as a separate capital allocator.