WESTEND ADVISORS, LLC

Overview

Westend Advisors, LLC is an SEC‑registered investment adviser organized as an LLC that manages portfolios for both individuals/families and institutional clients. The firm charges fees as a percentage of assets under management and offers discretionary portfolio management for individuals, small businesses and institutions. Its public filings show an investment approach centered on liquid, publicly traded funds — primarily ETFs and mutual funds — with model- and account-level allocations that lean toward broad market and sector exposure. Westend is not an ESG‑focused manager and does not present itself as a multi‑state adviser in its filing summary. Operationally the firm has multiple industry roles beyond advisory work: it lists affiliations as a broker‑dealer, other investment adviser, commodity pool operator/commodity trading adviser, and as a sponsor, general partner or managing member of pooled investment vehicles. That combination suggests capability to create or manage pooled vehicles and to act as a fiduciary for both retail and pooled/managed structures, even though its public holdings are dominated by liquid equity and ETF positions.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices