WEALTHSHIELD PARTNERS, LLC

RIASEC RegisteredEst. 2013
Total AUM
$1.3B
Discretionary
$1.2B
96% of AUM
Avg account
$335K
Accounts
3,783
Employees
23
Advisory reps
15

Firm details

Headquarters
CARY, North Carolina
CRD number
169584
Registered since
December 17, 2013
Custodians
RAYMOND JAMES & ASSOCIATES, INC., CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI73.35%
  • Individuals23.76%
  • Corporations / Businesses2.68%
  • State / Municipal Government0.21%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension Consulting

Firm profile

FINTRX

Overview

Wealthshield Partners, LLC is an independent registered investment adviser organized as an LLC and SEC-registered since 2013. The firm manages portfolios and provides financial planning for individual and family clients as well as for small businesses and institutional clients. Core advisory services listed include financial planning, portfolio management for individuals/small businesses and for businesses or institutions, and pension consulting. Compensation is a mix of percentage-of-AUM, hourly, and fixed fees. Wealthshield maintains industry relationships with broker-dealers, other investment advisers, accounting professionals, and insurance companies.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 54%, Exchange Traded Equities 23%, US Government Bonds 13%, Cash & Cash Equivalents 7%, State & Local Bonds 2%54%
  • Public Funds/Mutual Funds54%
  • Exchange Traded Equities23%
  • US Government Bonds13%
  • Cash & Cash Equivalents7%
  • State & Local Bonds2%

Owners & executives

2 of 2
  • Robert Leggett

    Chief Executive OfficerCRD 3192764

  • Victoria Araj

    Chief Operating Officer, Financial PlannerCRD 7716256

Contacts

3 of 13
  • SCOTT LORD

    Investment Adviser RepresentativeCRD 2514101

  • STUART GAY

    Investment Advisor RepresentativeCRD 5782347

  • KENNETH BOLLINGER

    Investment Adviser RepresentativeCRD 2461770

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Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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ETF holdings

1 of 560

Active vs passive

$697M in ETFs

Passive

84%

$583M

Active

10%

$114M

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES CORE S&P 500 ETF (IVV)BlackRockPassiveLarge Blend$35.2M53,9595.06%

Location

Primary office

CARY, NC

WAKE

Location

CARY, NC

Headquartered in CARY, NC, anchoring the Raleigh-Durham-Cary, NC metro in the South.

Metro area
Raleigh-Durham-Cary, NC
Region
South
County
WAKE
Address
2500 Regency Pkwy
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth