HICKS & ASSOCIATES WEALTH MANAGEMENT, LLC
Firm details
- Headquarters
- CARY, North Carolina
- CRD number
- 323171
- Registered since
- October 28, 2022
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI63.52%
- Individuals36.48%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
Hicks & Associates Wealth Management, LLC is an independent, individual-owned registered investment adviser that provides financial planning and portfolio management primarily for individuals and small businesses. The firm uses a mix of fee models — percentage of assets under management, hourly charges, and fixed fees — and it registered with the SEC in 2022. Its advisory scope centers on traditional wealth-management services rather than pension consulting or multi-state institutional work, and it does not identify as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds72%
- Cash & Cash Equivalents20%
- Exchange Traded Equities8%
Owners & executives
2 of 2CARMAN HICKS
Founder, CEO & CIOCRD 3156997
Paul Richards
Chief Financial PlannerCRD 4552309
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
CARY, NC
WAKE
Location
CARY, NC
Headquartered in CARY, NC, anchoring the Raleigh-Durham-Cary, NC metro in the South.
- Metro area
- Raleigh-Durham-Cary, NC
- Region
- South
- County
- WAKE
- Address
- 1145 Executive Cir
- Time zone
- ET (UTC-5)
- Office locations
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