CAROLINA WEALTH STRATEGIES, LLC

Overview

Carolina Wealth Strategies, LLC is an independent registered investment adviser that focuses on serving individual and family clients, including small-business owners. Its advisory work centers on financial planning and discretionary portfolio management, with a clear tilt toward equity exposures. The firm charges on a percentage-of-AUM basis and also offers hourly consulting, suggesting it blends ongoing portfolio management with project-based planning work for clients who may not want full-service retainer arrangements. Investment activity is concentrated in liquid, exchange-traded securities; the firm’s stated preference is equities. That emphasis implies a portfolio construction approach that uses listed equities and ETFs as the core building blocks, supplemented by mutual funds for certain exposures and selected allocations to third-party alternative managers—specifically hedge funds and real estate strategies—when appropriate for client suitability and risk profile.

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