Raleigh Capital Management Inc.
Firm details
- Headquarters
- Cary, North Carolina
- CRD number
- 149538
- Registered since
- July 16, 2021
- Website
- raleighwealthsolutions.com
- Custodians
- FIDELITY DISTRIBUTORS COMPANY LLC
- Fee structure
- Percentage of AUM, Fixed Fees, Other
- Client types
- HNWI61.35%
- Individuals36.67%
- Pension & Profit Sharing Plans1.97%
- Corporations / Businesses0.01%
- Services
- Financial PlanningPortfolio Management for IndividualsSelection of Other AdvisersEducational Seminars / Workshops
Firm profile
FINTRXOverview
Raleigh Capital Management Inc. is an independent, individual-owned registered investment adviser that began SEC registration in 2021. The firm serves both high-net-worth individuals and families as well as institutional clients and describes itself as a capital allocator — it selects and places capital with third‑party managers in addition to managing portfolios directly. Compensation mixes include percentage-of-AUM fees along with fixed fees and other fee arrangements. Core client services emphasize financial planning, portfolio management for individuals and small businesses, manager selection, and client education through seminars and workshops. The firm does not position itself as an active ESG investor and is not registered as a multi-state adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities56%
- Public Funds/Mutual Funds32%
- Cash & Cash Equivalents8%
- Private Funds3%
- Non-Exchange Traded Equities1%
Owners & executives
1 of 1
Brent Godwin
Client Services CoordinatorCRD 7769563
Contacts
3 of 12
Jack Raleigh
Wealth ManagerCRD 7012077
Mikayla Raleigh
Wealth AdvisorCRD 7181755
Brian Raleigh
President & FounderCRD 2870307
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 266Active vs passive
$195M in ETFs
62%
$121M
29%
$74.6M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| STATE STREET(R) FIXED INCOME SECTOR ROTATION ETF (FISR) | State Street | Active | Intermediate Core Plus Bond | $13.3M | 519,004 | 6.83% |
Location
Cary, NC
Wake
Location
Cary, NC
Headquartered in Cary, NC, anchoring the Raleigh-Durham-Cary, NC metro in the South.
- Metro area
- Raleigh-Durham-Cary, NC
- Region
- South
- County
- Wake
- Address
- 117 Edinburgh South Dr
- Time zone
- ET (UTC-5)
- Office locations
Similar firms
Independent Wealth Advisors, LLC
RIACary, NC
Family Legacy Financial Solutions, LLC
RIACary, NC
Wealthshield Partners, LLC
RIACary, NC
Hicks & Associates Wealth Management, LLC
RIACary, NC
Realm Investment Consulting LLC
RIACary, NC
Comperio Retirement Consulting, Inc.
RIACary, NC