Raleigh Capital Management Inc.

RIASEC Registered
Total AUM
$398M
Discretionary
$398M
100% of AUM
Avg account
$173K
Accounts
2,293
Employees
20
Advisory reps
12

Firm details

Headquarters
Cary, North Carolina
CRD number
149538
Registered since
July 16, 2021
Custodians
FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure
Percentage of AUM, Fixed Fees, Other
Client types
  • HNWI61.35%
  • Individuals36.67%
  • Pension & Profit Sharing Plans1.97%
  • Corporations / Businesses0.01%
Services
Financial PlanningPortfolio Management for IndividualsSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Raleigh Capital Management Inc. is an independent, individually owned registered investment adviser that began its SEC registration in 2021. The firm serves both high-net-worth individuals and families as well as institutional clients, operating as a capital allocator that combines portfolio management and financial planning with the selection of external managers. Its fee model includes percentage-of-AUM charges, fixed fees and other fee arrangements. Core advisory services listed by the firm include financial planning, portfolio management for individuals and small businesses, manager selection, and educational seminars and workshops. The firm is not identified as an active ESG investor and notes an industry affiliation with an insurance company.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 56%, Public Funds/Mutual Funds 32%, Cash & Cash Equivalents 8%, Private Funds 3%, Non-Exchange Traded Equities 1%56%
  • Exchange Traded Equities56%
  • Public Funds/Mutual Funds32%
  • Cash & Cash Equivalents8%
  • Private Funds3%
  • Non-Exchange Traded Equities1%

Owners & executives

FINTRX

Contacts

FINTRX

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 220

Active vs passive

$224M in ETFs

Passive

61%

$137M

Active

30%

$86.5M

ETFProviderStyleCategoryValueShares% of portfolio
STATE STREET(R) FIXED INCOME SECTOR ROTATION ETF (FISR)State StreetActiveIntermediate Core Bond$15.6M640,5567.00%

Location

Primary office

Cary, NC

Wake

Location

Cary, NC

Headquartered in Cary, NC, anchoring the Raleigh-Durham-Cary, NC metro in the South.

Metro area
Raleigh-Durham-Cary, NC
Region
South
County
Wake
Address
117 Edinburgh South Dr
Time zone
ET (UTC-5)
Office locations

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