Wealth Strategies Group

RIASEC RegisteredEst. 2026

Total AUM

$103M

Discretionary

$103M

100% of AUM

Avg account

$334K

Accounts

308

Employees

Advisory reps

Firm details

Headquarters: Newport Beach, California
CRD number: 326407
Registered since: September 15, 2026
Website: www.wealthstrategiesgroup.com
Custodians: INTERACTIVE BROKERS LLC, CHARLES SCHWAB & CO., INC., MUTUAL SECURITIES, INC.
Fee structure: Percentage of AUM, Fixed Fees, Performance Based Fees
Client types: HNWI81.03%
Individuals15.67%
Corporations / Businesses3.3%
Services: Portfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Wealth Strategies Group is a corporation that began SEC registration in 2023 and serves both individual/family and institutional clients. Its advisory work centers on portfolio management for individuals, small businesses and for businesses or institutions. The firm charges a mix of percentage-of-AUM, fixed, and performance-based fees. It is not positioned as an ESG-focused manager and does not identify as a multi-state adviser or pension consultant. An insurance-company affiliation is noted in its filings.