Wealth Strategies Group
Firm details
- Headquarters
- ,
- CRD number
- 326407
- Registered since
- August 2, 2023
- Custodians
- INTERACTIVE BROKERS LLC, MUTUAL SECURITIES, INC.
- Fee structure
- Percentage of AUM, Fixed Fees, Performance Based Fees
- Client types
- HNWI53.67%
- Individuals44.95%
- Corporations / Businesses1.38%
- Services
- Portfolio Management for IndividualsPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Wealth Strategies Group is a privately owned corporate RIA that appears to position itself as a practitioner of discretionary portfolio management for both individuals/families and institutional clients. The firm lists portfolio management for individuals/small businesses and for businesses or institutions among its advisory activities and serves a mixed client base of individual & family and institutional relationships. Fee arrangements include percentage-of-AUM charges alongside fixed fees and performance-based fees. The firm is SEC-registered as of 2023 and does not identify as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities68%
- Public Funds/Mutual Funds18%
- Cash & Cash Equivalents10%
- Investment Grade Corp Bonds4%
Contacts
2 of 2
Mark Yates
Financial PlannerCRD 4735704
Travis Allen
FounderCRD 2708820
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
, null
Location
, null
Headquartered in , null.
- Office locations
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